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Home > Insider Trading > Filing (0001181431-12-030393)

Filing Details

Accession Number:: 0001181431-12-030393
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-05-16 20:21:37
Reporting Period:: 2012-05-15

Filing Date:: 2012-05-16
Accepted Time:: 2012-05-16 19:21:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
850261	Sorrento Therapeutics Inc.	SRNE	Services-Commercial Physical & Biological Research (8731)	330344842

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1470981	Henry Ji	C/O Sorrento Therapeutics Inc. 6042 Cornerstone Court West, Suite B San Diego CA 92121	Interim Ceo And Cso	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-05-15	6,250,000	$0.16	6,250,000	No	5	P	Indirect	Footnote 1

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Indirect	Footnote 1

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	43,154,032	Indirect	By trust

Footnotes

Dr. Ji serves as a managing director of Hongye SD Group, LLC which purchased 6,250,000 shares from the Company effective May 15, 2012 at $0.16 per share.