Home > Insider Trading > Filing (0001127602-12-017110)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
72741	Northeast Utilities	NU	Electric Services (4911)	042147929

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1214401	Jr R Joseph Nolan	One Federal Street, Building 111-4 Springfield MA 01105	Svp-Corporate Relations	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares, $5.00 Par Value	Disposition	2012-05-14	22,336	$36.15	10,496	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares, $5.00 Par Value	14,277	Indirect	401k Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Shares, $5.00 Par Value	Phantom Shares	$0.00			102,775	102,775	Direct
Common Shares, $5.00 Par Value	Employee Stock Option (Right to Buy)	$24.74	2011-01-24	2018-01-24	6,560	6,560	Direct
Common Shares, $5.00 Par Value	Employee Stock Option (Right to Buy)	$25.93	2012-01-22	2019-01-22	13,995	13,995	Direct
Common Shares, $5.00 Par Value	Employee Stock Option (Right to Buy)	$26.90	2013-01-28	2020-01-28	18,368	18,368	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	102,775	102,775	Direct
2018-01-24	6,560	6,560	Direct
2019-01-22	13,995	13,995	Direct
2020-01-28	18,368	18,368	Direct

Footnotes

The transaction was executed in multiple trades at prices ranging from $36.105 to $36.205. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Consists of restricted share units.
Shares held in trust under the NSTAR Savings Plan.
Matching contributions on reporting person's deferred compensation under the NSTAR 2007 Long Term Incentive Plan, a non-qualified deferred compensation plan, that are nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11.