Filing Details

Accession Number:
0001181431-12-030361
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-16 18:37:50
Reporting Period:
2012-05-14
Filing Date:
2012-05-16
Accepted Time:
2012-05-16 17:37:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789073 Beam Inc NYSE: BEAM Beverages (2080) 133295276
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1531485 Ian Gourlay Beam Inc.
510 Lake Cook Road
Deerfield IL 60015
Svp Operations & Supply Chain No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $3.125 Acquisiton 2012-05-14 9,491 $35.67 9,851 No 4 M Direct
Common Stock, Par Value $3.125 Disposition 2012-05-14 9,491 $58.53 360 No 4 S Direct
Common Stock, Par Value $3.125 Acquisiton 2012-05-14 1,909 $36.25 2,269 No 4 M Direct
Common Stock, Par Value $3.125 Disposition 2012-05-14 1,909 $58.53 360 No 4 S Direct
Common Stock, Par Value $3.125 Acquisiton 2012-05-15 5,142 $36.25 5,502 No 4 M Direct
Common Stock, Par Value $3.125 Disposition 2012-05-15 5,142 $58.11 360 No 4 S Direct
Common Stock, Par Value $3.125 Acquisiton 2012-05-15 859 $36.25 1,219 No 4 M Direct
Common Stock, Par Value $3.125 Disposition 2012-05-15 859 $58.51 360 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2012-05-14 9,491 $0.00 9,491 $35.67
Common Stock Stock Options (Right to Buy) Disposition 2012-05-14 1,909 $0.00 1,909 $36.25
Common Stock Stock Options (Right to Buy) Disposition 2012-05-15 6,001 $0.00 6,001 $36.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,046 2016-09-30 No 4 M Direct
26,080 2017-02-22 No 4 M Direct
20,079 2017-02-22 No 4 M Direct
Footnotes
  1. Reflects the exercise of stock options issued under the Issuer's Long-Term Incentive Plans.
  2. The options vested as to 9,491 shares on September 30, 2011 and will vest as to the remaining 12,046 shares on September 30, 2013.
  3. The options vested as to 7,910 shares of February 22, 2011 and 10,040 shares as of February 22, 2012, and will vest as to the remaining 10,039 shares on February 22, 2013.
  4. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.50 to $58.58, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
  5. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.10 to $58.13, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
  6. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.50 to $58.52, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
  7. Includes 360 shares acquired under the Beam Employee Stock Purchase Plan.