Filing Details
- Accession Number:
- 0001181431-12-030361
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-16 18:37:50
- Reporting Period:
- 2012-05-14
- Filing Date:
- 2012-05-16
- Accepted Time:
- 2012-05-16 17:37:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
789073 | Beam Inc | NYSE: BEAM | Beverages (2080) | 133295276 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1531485 | Ian Gourlay | Beam Inc. 510 Lake Cook Road Deerfield IL 60015 | Svp Operations & Supply Chain | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $3.125 | Acquisiton | 2012-05-14 | 9,491 | $35.67 | 9,851 | No | 4 | M | Direct | |
Common Stock, Par Value $3.125 | Disposition | 2012-05-14 | 9,491 | $58.53 | 360 | No | 4 | S | Direct | |
Common Stock, Par Value $3.125 | Acquisiton | 2012-05-14 | 1,909 | $36.25 | 2,269 | No | 4 | M | Direct | |
Common Stock, Par Value $3.125 | Disposition | 2012-05-14 | 1,909 | $58.53 | 360 | No | 4 | S | Direct | |
Common Stock, Par Value $3.125 | Acquisiton | 2012-05-15 | 5,142 | $36.25 | 5,502 | No | 4 | M | Direct | |
Common Stock, Par Value $3.125 | Disposition | 2012-05-15 | 5,142 | $58.11 | 360 | No | 4 | S | Direct | |
Common Stock, Par Value $3.125 | Acquisiton | 2012-05-15 | 859 | $36.25 | 1,219 | No | 4 | M | Direct | |
Common Stock, Par Value $3.125 | Disposition | 2012-05-15 | 859 | $58.51 | 360 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-05-14 | 9,491 | $0.00 | 9,491 | $35.67 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-05-14 | 1,909 | $0.00 | 1,909 | $36.25 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-05-15 | 6,001 | $0.00 | 6,001 | $36.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,046 | 2016-09-30 | No | 4 | M | Direct | |
26,080 | 2017-02-22 | No | 4 | M | Direct | |
20,079 | 2017-02-22 | No | 4 | M | Direct |
Footnotes
- Reflects the exercise of stock options issued under the Issuer's Long-Term Incentive Plans.
- The options vested as to 9,491 shares on September 30, 2011 and will vest as to the remaining 12,046 shares on September 30, 2013.
- The options vested as to 7,910 shares of February 22, 2011 and 10,040 shares as of February 22, 2012, and will vest as to the remaining 10,039 shares on February 22, 2013.
- The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.50 to $58.58, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.10 to $58.13, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.50 to $58.52, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- Includes 360 shares acquired under the Beam Employee Stock Purchase Plan.