Filing Details

Accession Number:
0001209191-12-028462
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-16 10:08:14
Reporting Period:
2012-05-15
Filing Date:
2012-05-16
Accepted Time:
2012-05-16 09:08:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1029730 Ladenburg Thalmann Financial Services Inc LTS Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 650701248
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1537445 Scott Adam Malamed 4400 Biscayne Blvd., 12Th Floor
Miami FL 33137
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-15 300 $1.46 153,778 No 4 P Direct
Common Stock Acquisiton 2012-05-15 4,700 $1.47 158,478 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct