Filing Details
- Accession Number:
- 0001209191-12-028461
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-16 10:07:39
- Reporting Period:
- 2012-05-15
- Filing Date:
- 2012-05-16
- Accepted Time:
- 2012-05-16 09:07:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1029730 | Ladenburg Thalmann Financial Services Inc | LTS | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 650701248 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1053471 | M Howard Lorber | C/O New Valley Llc 100 Se Second St Miami FL 33131 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-15 | 25 | $1.45 | 2,669,605 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-05-15 | 451 | $1.46 | 2,670,056 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-05-15 | 4,524 | $1.47 | 2,674,580 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 301,227 | Indirect | Lorber Epsilon 1999 Limited Partnership |
Common Stock | 220,800 | Indirect | Lorber Alpha II Partnership |
Common Stock | 67 | Indirect | By Howard Lorber Rollover IRA |
Footnotes
- Lorber Epsilon 1999 LLC, a Delaware limited liability company, is the general partner of Lorber Epsilon 1999 Limited Partnership. Lorber Alpha II Limited Partnership, a Nevada limited partnership, is the sole member of, and Mr. Lorber is the manager of, Lorber Epsilon 1999 LLC. Lorber Alpha II, Inc., a Nevada corporation, is the general partner of Lorber Alpha II Limited Partnership. Mr. Lorber is the director, officer and principal stockholder of Lorber Alpha II, Inc.