Filing Details

Accession Number:
0001179110-12-008467
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-15 19:31:02
Reporting Period:
2012-05-11
Filing Date:
2012-05-15
Accepted Time:
2012-05-15 18:31:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1352634 D Franklin Kramer C/O Liquidity Services, Inc.
1920 L Street, N.w., 6Th Floor
Washington DC 20036
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-11 20,000 $12.89 91,963 No 4 M Direct
Common Stock Acquisiton 2012-05-11 11,271 $14.75 103,234 No 4 M Direct
Common Stock Acquisiton 2012-05-11 10,272 $11.19 113,506 No 4 M Direct
Common Stock Acquisiton 2012-05-11 15,082 $11.66 128,588 No 4 M Direct
Common Stock Acquisiton 2012-05-11 5,475 $8.55 134,063 No 4 M Direct
Common Stock Disposition 2012-05-11 62,100 $64.74 71,963 No 4 S Direct
Common Stock Acquisiton 2012-05-14 15,611 $8.55 87,574 No 4 M Direct
Common Stock Acquisiton 2012-05-14 18,612 $10.70 106,186 No 4 M Direct
Common Stock Acquisiton 2012-05-14 3,677 $14.30 109,863 No 4 M Direct
Common Stock Disposition 2012-05-14 37,900 $63.17 71,963 No 4 S Direct
Common Stock Disposition 2012-05-15 50,000 $62.19 21,963 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2012-05-11 20,000 $12.89 20,000 $12.89
Common Stock Employee Stock Option Disposition 2012-05-11 11,271 $14.75 11,271 $14.75
Common Stock Employee Stock Option Disposition 2012-05-11 10,272 $11.19 10,272 $11.19
Common Stock Employee Stock Option Disposition 2012-05-11 15,082 $11.66 15,082 $11.66
Common Stock Employee Stock Option Disposition 2012-05-11 5,475 $8.55 21,086 $8.55
Common Stock Employee Stock Option Disposition 2012-05-14 15,611 $8.55 15,611 $8.55
Common Stock Employee Stock Option Disposition 2012-05-14 18,612 $10.70 18,612 $10.70
Common Stock Employee Stock Option Disposition 2012-05-14 3,677 $14.30 15,012 $14.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-04-03 No 4 M Direct
0 2016-10-02 No 4 M Direct
0 2017-10-01 No 4 M Direct
0 2018-06-03 No 4 M Direct
15,611 2019-04-28 No 4 M Direct
0 2019-04-29 No 4 M Direct
0 2020-02-01 No 4 M Direct
11,335 2021-02-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $42.31 2022-02-01 5,328 5,328 Direct
Common Stock Restricted Stock Grant $42.31 2022-02-01 851 851 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-01 5,328 5,328 Direct
2022-02-01 851 851 Direct
Footnotes
  1. These options became fully vested on April 3, 2008.
  2. These options became fully vested on October 2, 2007.
  3. These options became fully vested on October 1, 2008.
  4. These options became fully vested on June 3, 2009.
  5. These options became fully vested on February 18, 2010.
  6. These options became fully vested on February 1, 2011.
  7. These options became fully vested on February 1, 2012.
  8. These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2013.
  9. These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2013.