Filing Details
- Accession Number:
- 0001179110-12-008467
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-15 19:31:02
- Reporting Period:
- 2012-05-11
- Filing Date:
- 2012-05-15
- Accepted Time:
- 2012-05-15 18:31:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1352634 | D Franklin Kramer | C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-11 | 20,000 | $12.89 | 91,963 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-05-11 | 11,271 | $14.75 | 103,234 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-05-11 | 10,272 | $11.19 | 113,506 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-05-11 | 15,082 | $11.66 | 128,588 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-05-11 | 5,475 | $8.55 | 134,063 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-11 | 62,100 | $64.74 | 71,963 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-05-14 | 15,611 | $8.55 | 87,574 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-05-14 | 18,612 | $10.70 | 106,186 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-05-14 | 3,677 | $14.30 | 109,863 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-14 | 37,900 | $63.17 | 71,963 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-15 | 50,000 | $62.19 | 21,963 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2012-05-11 | 20,000 | $12.89 | 20,000 | $12.89 |
Common Stock | Employee Stock Option | Disposition | 2012-05-11 | 11,271 | $14.75 | 11,271 | $14.75 |
Common Stock | Employee Stock Option | Disposition | 2012-05-11 | 10,272 | $11.19 | 10,272 | $11.19 |
Common Stock | Employee Stock Option | Disposition | 2012-05-11 | 15,082 | $11.66 | 15,082 | $11.66 |
Common Stock | Employee Stock Option | Disposition | 2012-05-11 | 5,475 | $8.55 | 21,086 | $8.55 |
Common Stock | Employee Stock Option | Disposition | 2012-05-14 | 15,611 | $8.55 | 15,611 | $8.55 |
Common Stock | Employee Stock Option | Disposition | 2012-05-14 | 18,612 | $10.70 | 18,612 | $10.70 |
Common Stock | Employee Stock Option | Disposition | 2012-05-14 | 3,677 | $14.30 | 15,012 | $14.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-04-03 | No | 4 | M | Direct | |
0 | 2016-10-02 | No | 4 | M | Direct | |
0 | 2017-10-01 | No | 4 | M | Direct | |
0 | 2018-06-03 | No | 4 | M | Direct | |
15,611 | 2019-04-28 | No | 4 | M | Direct | |
0 | 2019-04-29 | No | 4 | M | Direct | |
0 | 2020-02-01 | No | 4 | M | Direct | |
11,335 | 2021-02-01 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $42.31 | 2022-02-01 | 5,328 | 5,328 | Direct | |
Common Stock | Restricted Stock Grant | $42.31 | 2022-02-01 | 851 | 851 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-02-01 | 5,328 | 5,328 | Direct |
2022-02-01 | 851 | 851 | Direct |
Footnotes
- These options became fully vested on April 3, 2008.
- These options became fully vested on October 2, 2007.
- These options became fully vested on October 1, 2008.
- These options became fully vested on June 3, 2009.
- These options became fully vested on February 18, 2010.
- These options became fully vested on February 1, 2011.
- These options became fully vested on February 1, 2012.
- These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2013.
- These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2013.