Filing Details
- Accession Number:
- 0001053352-12-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-15 19:14:22
- Reporting Period:
- 2012-05-15
- Filing Date:
- 2012-05-15
- Accepted Time:
- 2012-05-15 18:14:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1053352 | Heritage Commerce Corp | HTBK | State Commercial Banks (6022) | 770469558 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1527329 | Laura Roden | 150 Almaden Blvd. San Jose CA 95113 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Heritage Commerce Corp - Common Stock | Acquisiton | 2012-05-15 | 2,000 | $6.68 | 8,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Heritage Commerce Corp - Common Stock | Non-Qualified Stock Option (right to buy) | $6.39 | 2012-05-01 | 2022-05-01 | 4,000 | 4,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-05-01 | 4,000 | 4,000 | Direct |
Footnotes
- Stock option vests daily in four years.
Billionaire Hedge Funds
