Filing Details

Accession Number:
0001181431-12-029966
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-15 16:58:23
Reporting Period:
2012-05-11
Filing Date:
2012-05-15
Accepted Time:
2012-05-15 15:58:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
70866 Ncr Corp NCR Calculating & Accounting Machines (No Electronic Computers) (3578) 310387920
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189865 A Peter Dorsman 7 World Trade Center
250 Greenwich Street, 35Th Floor
New York NY 10007
Evp Isg, Global Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-11 8,377 $12.81 114,085 No 4 M Direct
Common Stock Acquisiton 2012-05-11 8,377 $12.81 122,462 No 4 M Direct
Common Stock Disposition 2012-05-11 8,377 $23.12 114,085 No 4 S Direct
Common Stock Disposition 2012-05-11 8,377 $23.20 105,708 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-05-11 8,377 $0.00 8,377 $12.81
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-05-11 8,377 $0.00 8,377 $12.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,132 2011-02-23 2020-02-23 No 4 M Direct
16,754 2012-02-23 2020-02-23 No 4 M Direct
Footnotes
  1. The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2012.
  2. Represents the sale of 8,377 shares in 18 transactions at prices ranging from $23.00 to $23.16 per share, resulting in a weighted average sale price of $23.12. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Represents the sale of 8,377 shares in 18 transactions at prices ranging from $23.11 to $23.33 per share, resulting in a weighted average sale price of $23.20. The reporting person undertakes to provide NCR, any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The grant vests in four equal annual installments commencing February 23, 2011. The first installment vested on the date shown above.
  5. The grant vests in four equal annual installments commencing February 23, 2011. The first two installments vested on February 23, 2011 and the date shown above, respectively.