Filing Details
- Accession Number:
- 0001127602-12-016801
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-14 19:51:09
- Reporting Period:
- 2012-05-11
- Filing Date:
- 2012-05-14
- Accepted Time:
- 2012-05-14 18:51:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912833 | West Marine Inc | WMAR | Retail-Auto Dealers & Gasoline Stations (5500) | 770355502 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1239218 | Geoff Eisenberg | C/O West Marine 500 Westridge Drive Watsonville CA 95076 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-11 | 2,898 | $6.46 | 2,898 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-11 | 1,860 | $10.75 | 1,038 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-11 | 939 | $10.76 | 99 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-11 | 99 | $10.76 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-05-14 | 23,000 | $6.46 | 23,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-14 | 9,700 | $10.75 | 13,300 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-14 | 9,400 | $10.76 | 3,900 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-14 | 3,600 | $10.76 | 300 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-14 | 300 | $10.77 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-05-11 | 2,898 | $0.00 | 2,898 | $6.46 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-05-14 | 23,000 | $0.00 | 23,000 | $6.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
401,289 | 2009-01-15 | 2013-01-15 | No | 4 | M | Direct |
378,289 | 2009-01-15 | 2013-01-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 449,299 | Indirect | By Trust |
Common Stock | 12,500 | Direct |
Footnotes
- Does not include 12,000 shares held by Mr. Eisenberg's children. Mr. Eisenberg disclaims beneficial ownership of shares attributable to his children.
- Restricted stock units issued under the West Marine, Inc. Omnibus Equity Incentive Plan. These restricted stock units vest in three installments of 33%, 33% and 34% on June 1, 2012, 2013 and 2014, respectively.
- This option was granted pursuant to the terms of the West Marine, Inc. Omnibus Equity Incentive Plan.
- Consists of 25,000 unvested stock options and 353,289 exercisable stock options.