Filing Details

Accession Number:
0001289340-12-000038
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-14 18:55:18
Reporting Period:
2012-05-07
Filing Date:
2012-05-14
Accepted Time:
2012-05-14 17:55:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1289340 Stereotaxis Inc. STXS Electromedical & Electrotherapeutic Apparatus (3845) 943120386
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1267959 A Fred Middleton 400 South El Camino Real
Suite 1200
San Mateo CA 94402-1708
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-10 6,241,119 $0.00 7,822,726 No 4 P Indirect Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock Acquisiton 2012-05-10 265,062 $0.00 281,178 No 4 P Indirect Sanderling Ventures Management VI
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Sanderling Venture Partners VI Co-Investment Fund, L.P.
No 4 P Indirect Sanderling Ventures Management VI
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant (right to buy) Acquisiton 2012-05-10 6,241,119 $0.00 6,241,119 $0.34
Common Stock Common Stock Warrant (right to buy) Acquisiton 2012-05-10 265,062 $0.00 265,062 $0.34
Common Stock Common Stock Warrant (right to buy) Acquisiton 2012-05-07 1,498,482 $0.00 1,498,482 $0.34
Common Stock Common Stock Warrant (right to buy) Acquisiton 2012-05-07 29,000 $0.00 29,000 $0.34
Common Stock Common Stock Warrant (right to buy) Acquisiton 2012-05-07 34,553 $0.00 34,553 $0.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,241,119 2012-05-10 2018-05-10 No 4 P Indirect
265,062 2012-05-10 2018-05-10 No 4 P Indirect
1,498,482 2012-05-07 2017-05-07 No 4 J Indirect
29,000 2012-05-07 2017-05-07 No 4 J Indirect
34,553 2012-05-07 2017-05-07 No 4 J Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 340,932 Direct
Common Stock 30,609 Indirect Sanderling VI Beteiligungs GmbH & Co. KG
Common Stock 36,470 Indirect Sanderling VI Limited Partnership
Common Stock 781,351 Indirect Sanderling Venture Partners II, L.P.
Common Stock 15,000 Indirect Sanderling Mgmt. LLC 401K Pension Profit Sharing Plan
Common Stock 532,758 Indirect Sanderling IV Biomedical Co-Investment Fund, L.P.
Common Stock 110,971 Indirect Sanderling V Beteiligungs GmbH & Co. KG
Common Stock 397,164 Indirect Sanderling V Biomedical Co-Investment Fund, L.P.
Common Stock 119,566 Indirect Sanderling V Limited Partnership
Common Stock 677,906 Indirect Sanderling Venture Partners V Co-Investment Fund, L.P.
Common Stock 224,515 Indirect Sanderling Venture Partners iV Co-Investment Fund
Common Stock 828 Indirect Sanderling Ventures Management V
Common Stock 797 Indirect Middleton McNeil Retirement Trust
Footnotes
  1. The reported securities are included within 6,241,119 Stereotaxis units purchased by the reporting person for 0.4611 per unit. Each unit consists of one share of common stock, and one warrant to purchase one share of common stock.
  2. The reported securities are included within 265,062 Stereotaxis units purchased by the reporting person for 0.4611 per unit. Each unit consists of one share of common stock, and one warrant to purchase one share of common stock.
  3. The warrant was issued dated May 7, 2012, subject to closing conditions, which were satisfied on May 11, 2012. Beneficial ownership was acquired on May 11, 2012, upon satisfaction of closing conditions.
  4. Warrant received in connection with the extension of an unsecured loan commitment between Sanderling Venture Partners VI Co-Investment Fund, L.P., Sanderling VI Beteiligungs GmbH & Co. KG, Sanderling VI Limited Partnership, respectively, and Issuer.