Filing Details
- Accession Number:
- 0001228379-12-000110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-14 17:57:56
- Reporting Period:
- 2012-05-10
- Filing Date:
- 2012-05-14
- Accepted Time:
- 2012-05-14 16:57:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1032208 | Sempra Energy | SRE | Gas & Other Services Combined (4932) | 330732627 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1228380 | /Ca/ D William Jones | 101 Ash St. San Diego CA 92101 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-10 | 5,000 | $40.35 | 8,808 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-05-10 | 5,000 | $46.00 | 13,808 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-05-10 | 5,000 | $46.02 | 18,808 | No | 4 | M | Direct | |
| Commn Stock | Disposition | 2012-05-10 | 15,000 | $65.02 | 3,808 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (5,000 - 4/5/2005) | Disposition | 2012-05-10 | 5,000 | $0.00 | 5,000 | $40.35 |
| Common Stock | Director Stock Option (5,000 - 5/4/2006) | Disposition | 2012-05-10 | 5,000 | $0.00 | 5,000 | $46.00 |
| Common Stock | Director Stock Option (5,000 - 4/30/2009) | Disposition | 2012-05-10 | 5,000 | $0.00 | 5,000 | $46.02 |
| Common Stock | Restricted Phantom Shares | Acquisiton | 2012-05-10 | 924 | $0.00 | 924 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 924 | No | 4 | A | Direct |
Footnotes
- Sold in accordance with a May 9, 2012 written instruction and plan for trading securities pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934.
- Weighted average of sales prices. Actual prices range from $65.00 to $65.08. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.
- Non-employee director stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares parenthetically indicated. Fully exercisable as to all shares subject thereto commencing on the date of the Sempra Energy Annual Meeting of Shareholders next succeeding the date of grant or, if earlier, the occurrence of a change in control (as defined) or termination of director service as a result of death, disability, retirement (as defined) or involuntary termination (other than for cause). Expires ten years from date of grant or, if earlier, five years following termination of director service.
- Not applicable.
- Restricted phantom shares of Sempra Energy Common Stock received as director compenstion. Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2013 Annual Meeting of Sempra Energy Shareholders. Upon subsequent termination of service as a director, the then market value of the shares plus reinvested dividend equivalents is paid to the director in cash.
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