Filing Details
- Accession Number:
- 0001179110-12-008380
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-14 17:54:47
- Reporting Period:
- 2012-05-10
- Filing Date:
- 2012-05-14
- Accepted Time:
- 2012-05-14 16:54:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1386926 | Kkr Financial Holdings Llc | KFN | Finance Services (6199) | 113801844 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192055 | Paul Hazen | C/O Kkr Financial Holdings Llc 555 California Street, 50Th Floor San Francisco CA 94104 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2012-05-10 | 11,467 | $8.76 | 564,806 | No | 4 | P | Indirect | See Footnote |
Common Shares | Acquisiton | 2012-05-10 | 11,300 | $8.81 | 576,106 | No | 4 | P | Indirect | See Footnote |
Common Shares | Acquisiton | 2012-05-10 | 11,200 | $8.81 | 587,306 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- Consists of 11,467 common shares acquired by the Brandt Hazen Gift Trust 2005 (the "Brandt Trust"). Mr. Hazen is an investment advisor to the Brandt Trust and therefore may be deemed to have beneficial ownership of such common shares. Mr. Hazen disclaims any beneficial ownership in all common shares held in the Brandt Trust.
- Consists of 11,300 common shares acquired by the Brooke Hazen 2005 Gift Trust (the "Brooke Trust"). Mr. Hazen is an investment advisor to the Brooke Trust and therefore may be deemed to have beneficial ownership of such common shares. Mr. Hazen disclaims any beneficial ownership in all common shares held in the Brooke Trust.
- Consists of 11,200 common shares acquired by the David Duron 2005 Gift Trust (the "Duron Trust", and together with the Brandt Trust and the Brooke Trust, the "Trusts"). Mr. Hazen is an investment advisor to the Duron Trust and therefore may be deemed to have beneficial ownership of such common shares. Mr. Hazen disclaims any beneficial ownership in all common shares held in the Duron Trust.
- Consists of 530,989 common shares held directly by Mr. Hazen and 56,317 common shares held directly by the Trusts. Mr. Hazen disclaims any beneficial ownership in the common shares held by the Trusts.