Filing Details
- Accession Number:
- 0001405086-12-000163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-14 15:25:53
- Reporting Period:
- 2012-05-14
- Filing Date:
- 2012-05-14
- Accepted Time:
- 2012-05-14 14:25:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1069258 | Kratos Defense & Security Solutions Inc. | KTOS | Communications Services, Nec (4899) | 133818604 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1183755 | L Bandel Carano | 525 University Avenue Suite 1300 Palo Alto CA 94301 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-14 | 11,000,000 | $5.00 | 11,825,600 | No | 4 | P | Indirect | SEE FOOTNOTES |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | SEE FOOTNOTES |
Footnotes
- The 11,825,600 shares of Common Stock are directly owned as follows:(i) 11,000,000 shares directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). These shares were purchased pursuant to a public offering of the Issuer that closed on May 14, 2012.(ii) 267,786 shares directly owned by Oak Investment Partners IX, Limited Partnership ("Oak IX").(iii) 2,853 shares directly owned by Oak IX Affiliates Fund, Limited Partnership ("Oak IX Affiliates").(iv) 6,427 shares directly owned by Oak IX Affiliates Fund-A, Limited Partnership ("Oak IX Affiliates-A").(v) 539,618 shares directly owned by Oak Investment Partners X, Limited Partnership ("Oak X").(vi) 8,661 shares directly owned by Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates" and together with Oak XIII, Oak IX, Oak IX Affiliates, Oak IX Affiliates-A, and Oak X, the "Oak Funds"). (See Footnote 2 for continuation.)
- Continuation of Footnote 1 -(vii) 255 shares directly owned by Bandel L. Carano, a Director of Kratos Defense & Security Solutions, Inc. No other reporting person has any pecuniary interest in these shares.
- Mr. Carano a Managing Member of (i) Oak Associates XIII, LLC, the General Partner of Oak XIII, (ii) Oak Associates IX, LLC, the General Partner of Oak IX, (iii) Oak IX Affiliates, LLC, the General Partner of each of Oak IX Affiliates and Oak IX Affiliates-A, (iv) Oak Associates X, LLC, the General Partner of Oak X, and (v) Oak X Affiliates, LLC, the General Partner of Oak X Affiliates.