Filing Details

Accession Number:
0001405086-12-000163
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-14 15:25:53
Reporting Period:
2012-05-14
Filing Date:
2012-05-14
Accepted Time:
2012-05-14 14:25:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1069258 Kratos Defense & Security Solutions Inc. KTOS Communications Services, Nec (4899) 133818604
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183755 L Bandel Carano 525 University Avenue
Suite 1300
Palo Alto CA 94301
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-14 11,000,000 $5.00 11,825,600 No 4 P Indirect SEE FOOTNOTES
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect SEE FOOTNOTES
Footnotes
  1. The 11,825,600 shares of Common Stock are directly owned as follows:(i) 11,000,000 shares directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). These shares were purchased pursuant to a public offering of the Issuer that closed on May 14, 2012.(ii) 267,786 shares directly owned by Oak Investment Partners IX, Limited Partnership ("Oak IX").(iii) 2,853 shares directly owned by Oak IX Affiliates Fund, Limited Partnership ("Oak IX Affiliates").(iv) 6,427 shares directly owned by Oak IX Affiliates Fund-A, Limited Partnership ("Oak IX Affiliates-A").(v) 539,618 shares directly owned by Oak Investment Partners X, Limited Partnership ("Oak X").(vi) 8,661 shares directly owned by Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates" and together with Oak XIII, Oak IX, Oak IX Affiliates, Oak IX Affiliates-A, and Oak X, the "Oak Funds"). (See Footnote 2 for continuation.)
  2. Continuation of Footnote 1 -(vii) 255 shares directly owned by Bandel L. Carano, a Director of Kratos Defense & Security Solutions, Inc. No other reporting person has any pecuniary interest in these shares.
  3. Mr. Carano a Managing Member of (i) Oak Associates XIII, LLC, the General Partner of Oak XIII, (ii) Oak Associates IX, LLC, the General Partner of Oak IX, (iii) Oak IX Affiliates, LLC, the General Partner of each of Oak IX Affiliates and Oak IX Affiliates-A, (iv) Oak Associates X, LLC, the General Partner of Oak X, and (v) Oak X Affiliates, LLC, the General Partner of Oak X Affiliates.