Filing Details

Accession Number:
0001332201-12-000035
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-09 22:38:50
Reporting Period:
2012-05-07
Filing Date:
2012-05-09
Accepted Time:
2012-05-09 21:38:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138951 Leapfrog Enterprises Inc LF Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) 954700094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1263305 B Philip Simon 101 Ygnacio Valley Road, Suite 320
Walnut Creek CA 94596
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-05-07 26,000 $1.59 26,000 No 4 M Direct
Class A Common Stock Disposition 2012-05-07 26,000 $10.00 0 No 4 S Direct
Class A Common Stock Acquisiton 2012-05-08 22,000 $2.75 22,000 No 4 M Direct
Class A Common Stock Acquisiton 2012-05-08 4,000 $1.59 26,000 No 4 M Direct
Class A Common Stock Disposition 2012-05-08 26,000 $10.22 0 No 4 S Direct
Class A Common Stock Acquisiton 2012-05-09 12,027 $2.75 12,027 No 4 M Direct
Class A Common Stock Acquisiton 2012-05-09 4,722 $2.29 16,749 No 4 M Direct
Class A Common Stock Acquisiton 2012-05-09 9,166 $3.92 25,915 No 4 M Direct
Class A Common Stock Disposition 2012-05-09 25,915 $10.23 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Non-qualified Stock Option (right to buy) Disposition 2012-05-07 26,000 $0.00 26,000 $1.59
Class A Common Stock Non-qualified Stock Option (right to buy) Disposition 2012-05-08 4,000 $0.00 4,000 $1.59
Class A Common Stock Non-qualified Stock Option (right to buy) Disposition 2012-05-08 22,000 $0.00 22,000 $2.75
Class A Common Stock Non-qualified Stock Option (right to buy) Disposition 2012-05-09 12,027 $0.00 12,027 $2.75
Class A Common Stock Non-qualified Stock Option (right to buy) Disposition 2012-05-09 4,722 $0.00 4,722 $2.29
Class A Common Stock Non-qualified Stock Option (right to buy) Disposition 2012-05-09 9,166 $0.00 9,166 $3.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,000 2019-03-17 No 4 M Direct
0 2019-03-17 No 4 M Direct
13,000 2019-05-15 No 4 M Direct
973 2019-05-15 No 4 M Direct
278 2019-07-01 No 4 M Direct
5,834 2020-07-01 No 4 M Direct
Footnotes
  1. This transaction was executed pursuant to a volume average weighted price agreement pursuant to which the reporting person's broker agreed that the selling price of the securities sold would be the volume average weighted price of all securities of the issuer traded on the New York Stock Exchange on the date of sale.
  2. Granted under the Issuer's 2002 Non-employee Directors' Stock Award Plan, as amended. The option shares vest in 36 equal monthly installments commencing 3/17/2009..
  3. Granted under the Issuer's 2002 Non-employee Directors' Stock Award Plan, as amended. The option becomes exercisable, if at all, when the average closing price of the Company's Class A common stock on the NYSE across all trading days during a consecutive 90-day period that occurs after the grant date and during the term of the option equals or exceeds $4.00 per share (such condition of vesting, the "Price Condition"). In addition, subject to the Price Condition, the option will vest over three years commencing May 15, 2009 in equal monthly installments. Any option shares that would, but for the Price Condition, have vested according to the vesting schedule above will vest when the Price Condition is met.
  4. Annual grant under the Issuer's 2002 Non-Employee Directors' Stock Award Plan, as amended. Options vest at the rate of 1/36 per month for 36 consecutive months commencing August 1, 2009.
  5. Annual grant under the Issuer's 2002 Non-Employee Directors' Stock Award Plan, as amended. Options vest at the rate of 1/36 per month for 36 consecutive months commencing August 1, 2010.