Home > Insider Trading > Filing (0001332201-12-000035)

Filing Details

Accession Number:: 0001332201-12-000035
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-05-09 22:38:50
Reporting Period:: 2012-05-07

Filing Date:: 2012-05-09
Accepted Time:: 2012-05-09 21:38:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1138951	Leapfrog Enterprises Inc	LF	Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944)	954700094

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1263305	B Philip Simon	101 Ygnacio Valley Road, Suite 320 Walnut Creek CA 94596		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2012-05-07	26,000	$1.59	26,000	No	4	M	Direct
Class A Common Stock	Disposition	2012-05-07	26,000	$10.00	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2012-05-08	22,000	$2.75	22,000	No	4	M	Direct
Class A Common Stock	Acquisiton	2012-05-08	4,000	$1.59	26,000	No	4	M	Direct
Class A Common Stock	Disposition	2012-05-08	26,000	$10.22	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2012-05-09	12,027	$2.75	12,027	No	4	M	Direct
Class A Common Stock	Acquisiton	2012-05-09	4,722	$2.29	16,749	No	4	M	Direct
Class A Common Stock	Acquisiton	2012-05-09	9,166	$3.92	25,915	No	4	M	Direct
Class A Common Stock	Disposition	2012-05-09	25,915	$10.23	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Non-qualified Stock Option (right to buy)	Disposition	2012-05-07	26,000	$0.00	26,000	$1.59
Class A Common Stock	Non-qualified Stock Option (right to buy)	Disposition	2012-05-08	4,000	$0.00	4,000	$1.59
Class A Common Stock	Non-qualified Stock Option (right to buy)	Disposition	2012-05-08	22,000	$0.00	22,000	$2.75
Class A Common Stock	Non-qualified Stock Option (right to buy)	Disposition	2012-05-09	12,027	$0.00	12,027	$2.75
Class A Common Stock	Non-qualified Stock Option (right to buy)	Disposition	2012-05-09	4,722	$0.00	4,722	$2.29
Class A Common Stock	Non-qualified Stock Option (right to buy)	Disposition	2012-05-09	9,166	$0.00	9,166	$3.92

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,000	2019-03-17	No	4	M	Direct
0	2019-03-17	No	4	M	Direct
13,000	2019-05-15	No	4	M	Direct
973	2019-05-15	No	4	M	Direct
278	2019-07-01	No	4	M	Direct
5,834	2020-07-01	No	4	M	Direct

Footnotes

This transaction was executed pursuant to a volume average weighted price agreement pursuant to which the reporting person's broker agreed that the selling price of the securities sold would be the volume average weighted price of all securities of the issuer traded on the New York Stock Exchange on the date of sale.
Granted under the Issuer's 2002 Non-employee Directors' Stock Award Plan, as amended. The option shares vest in 36 equal monthly installments commencing 3/17/2009..
Granted under the Issuer's 2002 Non-employee Directors' Stock Award Plan, as amended. The option becomes exercisable, if at all, when the average closing price of the Company's Class A common stock on the NYSE across all trading days during a consecutive 90-day period that occurs after the grant date and during the term of the option equals or exceeds $4.00 per share (such condition of vesting, the "Price Condition"). In addition, subject to the Price Condition, the option will vest over three years commencing May 15, 2009 in equal monthly installments. Any option shares that would, but for the Price Condition, have vested according to the vesting schedule above will vest when the Price Condition is met.
Annual grant under the Issuer's 2002 Non-Employee Directors' Stock Award Plan, as amended. Options vest at the rate of 1/36 per month for 36 consecutive months commencing August 1, 2009.
Annual grant under the Issuer's 2002 Non-Employee Directors' Stock Award Plan, as amended. Options vest at the rate of 1/36 per month for 36 consecutive months commencing August 1, 2010.