Filing Details

Accession Number:
0001228051-12-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-09 10:55:20
Reporting Period:
2012-05-07
Filing Date:
2012-05-09
Accepted Time:
2012-05-09 09:55:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790202 First Opportunity Fund Inc FOFI (0) 133341573
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228051 C Nicholas Adams 280 Congress Street
Boston MA 02210
Officer Of Investment Adviser No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-07 1,272 $7.20 130,624 No 4 P Direct
Common Stock Acquisiton 2012-05-07 500 $7.22 131,124 No 4 P Direct
Common Stock Acquisiton 2012-05-07 7,900 $7.25 139,024 No 4 P Direct
Common Stock Acquisiton 2012-05-07 500 $7.26 139,524 No 4 P Direct
Common Stock Acquisiton 2012-05-07 3,228 $7.27 142,752 No 4 P Direct
Common Stock Acquisiton 2012-05-07 8,800 $7.29 151,552 No 4 P Direct
Common Stock Acquisiton 2012-05-08 7,100 $7.23 158,652 No 4 P Direct
Common Stock Acquisiton 2012-05-08 4,800 $7.25 163,452 No 4 P Direct
Common Stock Acquisiton 2012-05-08 400 $7.28 163,852 No 4 P Direct
Common Stock Acquisiton 2012-05-08 650 $7.30 164,502 No 4 P Direct
Common Stock Acquisiton 2012-05-08 4,150 $7.32 168,652 No 4 P Direct
Common Stock Acquisiton 2012-05-08 5,138 $7.35 173,790 No 4 P Direct
Common Stock Acquisiton 2012-05-08 2,262 $7.36 176,052 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct