Filing Details
- Accession Number:
- 0001104659-12-025725
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-16 19:00:59
- Reporting Period:
- 2012-04-13
- Filing Date:
- 2012-04-16
- Accepted Time:
- 2012-04-16 18:00:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1213037 | Trovagene Inc. | TROV | Biological Products, (No Disgnostic Substances) (2836) | 043721895 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253803 | Gabriel Cerrone | C/O Synergy Pharmaceuticals, Inc. 420 Lexington Avenue, Suite 1609 New York NY 10170 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-04-13 | 200,000 | $0.50 | 3,940,356 | No | 4 | P | Indirect | By Panetta Partners Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Panetta Partners Ltd. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2012-04-13 | 200,000 | $0.00 | 200,000 | $0.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,184,498 | 2012-04-13 | 2018-12-31 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 37,500 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | $0.50 | 2011-01-06 | 2018-12-31 | 37,500 | 37,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-12-31 | 37,500 | 37,500 | Direct |
Footnotes
- Mr. Cerrone is the sole managing partner of Panetta Partners, Ltd. and in such capacity exercises voting and dispositive control over securities owned by Panetta despite him having only a small pecuniary interest in such securities.