Filing Details
- Accession Number:
- 0001363623-12-000003
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-04-16 16:56:43
- Reporting Period:
- 2012-03-21
- Filing Date:
- 2012-04-16
- Accepted Time:
- 2012-04-16 15:56:43
- Original Submission Date:
- 2012-03-23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 936395 | Ciena Corp | CIEN | Telephone & Telegraph Apparatus (3661) | 232725311 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1363623 | Philippe Morin | C/O Ciena Corporation 1201 Winterson Road Linthicum, MD 21090 | Sr. Vp, | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-03-21 | 3,064 | $15.66 | 225,041 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-21 | 1,558 | $15.66 | 223,483 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-21 | 1,158 | $15.66 | 222,325 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 4/1/2010. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 4/1/2010.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2010. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2010.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011.
- Shares reported include unvested Restricted Stock Units (RSUs).
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