Filing Details
- Accession Number:
- 0001144204-12-021866
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-16 16:56:28
- Reporting Period:
- 2012-04-12
- Filing Date:
- 2012-04-16
- Accepted Time:
- 2012-04-16 15:56:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1397821 | Duff & Phelps Corp | DUF | Security Brokers, Dealers & Flotation Companies (6211) | 208893559 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1514698 | Michael Patrick Puzzuoli | C/O Duff And Phelps Corporation 55 East 52Nd Street New York NY US 10055 | Executive Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2012-04-12 | 2,000 | $16.00 | 56,967 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Open market sale pursuant to 10b5-1 trading plan adopted by Mr. Puzzuoli on March 15, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.