Filing Details
- Accession Number:
- 0000914062-12-000145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-13 15:24:39
- Reporting Period:
- 2012-01-01
- Filing Date:
- 2012-04-13
- Accepted Time:
- 2012-04-13 14:24:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1170816 | Eau Technologies Inc. | EAUI.OB | Specialty Cleaning, Polishing And Sanitation Preparations (2842) | 870654478 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1412131 | Ted Jacoby | Eau Technologies, Inc. 1890 Cobb Int'L Blvd., Ste. A Kennesaw GA 30152 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-28 | 161,291 | $0.31 | 464,368 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Acquisiton | 2012-01-01 | 290,325 | $0.00 | 290,325 | $0.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
290,325 | 2012-01-01 | 2022-01-01 | No | 4 | A | Direct |
Footnotes
- On December 28, 2011, the Board of Directors of the Company authorized the sale by the Company of 161,291 unregistered shares of Common Stock of the Company at a price of $0.31 per share to the Reporting Person. The sale was made pursuant to a Stock Purchase Agreement between the Company and the Reporting Person.
- Options vest as follows: 145,163 immediately, 96,775 on January 1, 2013, and 48,387 on January 1, 2014.