Filing Details
- Accession Number:
- 0001370755-12-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-12 18:01:26
- Reporting Period:
- 2012-04-10
- Filing Date:
- 2012-04-12
- Accepted Time:
- 2012-04-12 17:01:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1370755 | Tcp Capital Corp. | TCPC | () | 562594706 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232347 | Howard Levkowitz | C/O Tennenbaum Capital Partners, Llc 2951 28Th Street, Suite 1000 Santa Monica CA 90405 | Ceo | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-04-10 | 7,500 | $14.75 | 7,500 | No | 4 | P | Indirect | Footnote |
Common Stock | Acquisiton | 2012-04-10 | 7,500 | $14.75 | 7,500 | No | 4 | P | Indirect | Footnote |
Common Stock | Acquisiton | 2012-04-10 | 7,500 | $14.75 | 7,500 | No | 4 | P | Indirect | Footnote |
Common Stock | Acquisiton | 2012-04-10 | 7,500 | $14.75 | 7,500 | No | 4 | P | Indirect | Footnote |
Common Stock | Acquisiton | 2012-04-10 | 47,451 | $14.75 | 47,451 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Footnote |
No | 4 | P | Indirect | Footnote |
No | 4 | P | Indirect | Footnote |
No | 4 | P | Indirect | Footnote |
No | 4 | P | Direct |
Footnotes
- As UTMA custodian for minor child.
- Mr. Levkowitz disclaims beneficial interest in the shares of common stock held in UTMA accounts for the benefit of his children.