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Home > Insider Trading > Filing (0001181431-12-023746)

Filing Details

Accession Number:: 0001181431-12-023746
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-04-11 19:51:34
Reporting Period:: 2012-03-12

Filing Date:: 2012-04-11
Accepted Time:: 2012-04-11 18:51:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
704159	Paulson Capital Corp	PLCC	Security Brokers, Dealers & Flotation Companies (6211)	930589534

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1470929	Shannon Pratt	C/O Paulson Capital Corp. 811 Sw Naito Parkway, Suite 200 Portland OR 97204		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-03-12	7,000	$1.10	16,054	No	4	P	Direct
Common Stock	Acquisiton	2012-03-19	20,000	$1.25	40,000	No	4	P	Indirect	See Footnote 1
Common Stock	Acquisiton	2012-04-02	20,000	$1.10	60,000	No	4	P	Indirect	See Footnote 1
Common Stock	Acquisiton	2012-04-09	20,000	$1.15	80,000	No	4	P	Indirect	See Footnote 1

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	See Footnote 1
No	4	P	Indirect	See Footnote 1
No	4	P	Indirect	See Footnote 1

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	20,000	Indirect	See Footnote 1
Common Stock	16,054	Direct
Common Stock	16,054	Direct
Common Stock	16,054	Direct

Footnotes

These securities are directly held by an entity under the control of the Reporting Person.