Filing Details
- Accession Number:
- 0001454924-12-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-11 17:49:42
- Reporting Period:
- 2012-04-09
- Filing Date:
- 2012-04-11
- Accepted Time:
- 2012-04-11 16:49:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
92679 | Sparton Corp | SPA | Printed Circuit Boards (3672) | 381054690 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1475983 | M. Steven Korwin | 425 North Martingale Road Suite 2050 Schaumburg IL 60173-2213 | Sr Vp, Qual, Eng And Info Sys | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-04-09 | 632 | $5.00 | 37,316 | No | 4 | P | Direct | |
Common Stock | Disposition | 2012-04-09 | 632 | $10.00 | 36,684 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-04-10 | 400 | $5.00 | 37,084 | No | 4 | P | Direct | |
Common Stock | Disposition | 2012-04-10 | 400 | $10.00 | 36,684 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-04-09 | 632 | $0.00 | 632 | $5.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-04-10 | 400 | $0.00 | 400 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,022 | 2009-11-20 | 2012-11-20 | No | 4 | M | Direct |
9,622 | 2009-11-20 | 2012-11-20 | No | 4 | M | Direct |
Footnotes
- The shares were acquired pursuant to the exercise of options set to expire on November 20, 2012.
- The shares were sold in part for payment of: (i) the exercise price for options issued to reporting person set to expire on November 20, 2012 and (ii) tax withholding obligations related to the exercise of these options.