Filing Details
- Accession Number:
- 0001259393-12-000003
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-04-11 17:40:37
- Reporting Period:
- 2012-04-09
- Filing Date:
- 2012-04-11
- Accepted Time:
- 2012-04-11 16:40:37
- Original Submission Date:
- 2012-04-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1066194 | Egain Communications Corp | EGAN | Services-Prepackaged Software (7372) | 770466366 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1259393 | Eric Smit | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-04-09 | 3,488 | $5.69 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2012-04-09 | 3,488 | $0.00 | 3,488 | $1.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,488 | 2012-10-22 | No | 4 | M | Direct |
Footnotes
- This sale of common stock was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on March 8, 2012.
- Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
- Represents weighted average sale price. Actual sale prices ranged from $5.67 ro $5.71.
- The Form 4, as originally filed, incorrectly reported the price as $19,846 which the average weighted price ($5.69) multiplied by 3488 shares. The Form 4, as amended by this Form 4/A, correctly reports such information as the price per share as $5.694885.
- This option became exerciable as to 1/48th of the shares each month as of 09/01/2002. The fullvest date was 09/01/2006.
- The Form 4, as originally filed, incorrectly reported the expiration date as9/1/2002. The Form 4, as amended by this Form 4/A, correctly reports such information as the expiration as 10/22/2012.
Billionaire Hedge Funds
