Filing Details

Accession Number:
0001225208-12-009491
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-04-05 17:42:26
Reporting Period:
2012-04-03
Filing Date:
2012-04-05
Accepted Time:
2012-04-05 16:42:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1319947 Dsw Inc. DSW Retail-Shoe Stores (5661) 310746639
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1368692 Harris Mustafa 810 Dsw Drive
Columbus OH 43219
Evp, Supply Chain No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares Acquisiton 2012-04-03 6,263 $12.38 10,178 No 4 M Direct
Class A Common Shares Acquisiton 2012-04-03 5,265 $0.00 15,443 No 4 M Direct
Class A Common Shares Disposition 2012-04-03 6,263 $56.36 9,180 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Shares Dividend Equivalent Rights Disposition 2012-04-03 32 $0.00 32 $0.00
Class A Common Shares Restricted Stock Unit Disposition 2012-04-03 5,233 $0.00 5,233 $0.00
Class A Common Shares Stock Option - Right to Buy Disposition 2012-04-03 6,263 $0.00 6,263 $12.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
69 No 4 M Direct
0 2012-04-03 2012-04-03 No 4 M Direct
6,264 2018-04-03 No 4 M Direct
Footnotes
  1. The sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Mustafa on March 17, 2011.
  2. The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.
  3. Each restricted stock unit represents a contingent right to receive one share of DSW common stock.
  4. Option vests 20% per year beginning on the first anniversary of the date of grant.