Filing Details
- Accession Number:
- 0001000045-12-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-05 12:47:27
- Reporting Period:
- 2012-04-03
- Filing Date:
- 2012-04-05
- Accepted Time:
- 2012-04-05 11:47:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000045 | Nicholas Financial Inc | NICK | Short-Term Business Credit Institutions (6153) | 593019317 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1265081 | Ralph Finkenbrink | 2454 Mcmullen Booth Road Bldg C Suite 501B Clearwater FL 33759 | Senior Vp & Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-04-03 | 34,500 | $13.36 | 144,803 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $8.58 | 2017-08-31 | 11,000 | 11,000 | Direct | |
Common Stock | Stock Option (right to buy) | $5.60 | 2018-03-19 | 8,200 | 8,200 | Direct | |
Common Stock | Stock Option (right to buy) | $5.50 | 2018-04-01 | 38,500 | 38,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-08-31 | 11,000 | 11,000 | Direct |
2018-03-19 | 8,200 | 8,200 | Direct |
2018-04-01 | 38,500 | 38,500 | Direct |
Footnotes
- The options vest in five equal annual installments beginning on August 31, 2008.
- The options vest in three equal annual installments beginning on March 19, 2009.
- The options vest in three equal annual installments beginning on April 1, 2009.