Filing Details

Accession Number:
0000919574-12-002619
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-04-02 20:44:59
Reporting Period:
2011-08-31
Filing Date:
2012-04-02
Accepted Time:
2012-04-02 19:44:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1426506 Smg Indium Resources Ltd. SMGI Miscellaneous Metal Ores (1090) 510662991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1523557 Talara Capital Management, Llc 805 Third Avenue, 20Th Floor
New York NY 10022
No No Yes No
1546264 David Zusman 805 Third Avenue, 20Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2011-08-31 1,000 $5.05 646,000 No 4 P Indirect See Footnote
Common Shares Acquisiton 2011-09-27 500 $4.52 646,500 No 4 P Indirect See Footnote
Common Shares Acquisiton 2011-09-29 100 $4.55 646,600 No 4 P Indirect See Footnote
Common Shares Acquisiton 2011-09-30 4,000 $4.35 650,600 No 4 P Indirect See Footnote
Common Shares Acquisiton 2012-01-31 1,000 $3.60 651,600 No 4 P Indirect See Footnote
Common Shares Acquisiton 2012-03-29 1,000 $3.45 652,600 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Warrant Acquisiton 2011-08-31 1,000 $5.05 1,000 $5.75
Common Shares Warrant Acquisiton 2011-09-27 500 $4.52 500 $5.75
Common Shares Warrant Acquisiton 2011-09-29 100 $4.55 100 $5.75
Common Shares Warrant Acquisiton 2011-09-30 4,000 $4.35 4,000 $5.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
646,000 2011-06-01 2016-05-01 No 4 P Indirect
646,500 2011-06-01 2016-05-01 No 4 P Indirect
646,600 2011-06-01 2016-05-01 No 4 P Indirect
650,600 2011-06-01 2016-05-01 No 4 P Indirect
Footnotes
  1. Prior to October 12, 2011, the Reporting Persons owned 645,000 units. Each unit consists of one share of Class A common stock and one warrant to purchase one share of common stock at an exercise price of $5.75 per share. On October 12, 2011, the Reporting Persons converted each unit to one share of Class A common stock and one warrant.
  2. These securities are held in the accounts of several investment partnerships and investment funds (collectively, the "Investment Vehicles") for which Talara serves as investment manager or general partner. David Zusman is the managing member of Talara. Talara and Mr. Zusman may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of Talara's position as investment manager or general partner of the Investment Vehicles and Mr. Zusman's status as the managing member of Talara. Each reporting person hereby disclaims beneficial ownership over the securities, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that any reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.