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Home > Insider Trading > Filing (0001437749-12-003218)

Filing Details

Accession Number:: 0001437749-12-003218
Form Type:: 5/A
Zero Holdings:: No
Publication Time:: 2012-04-02 14:17:30
Reporting Period:: 2007-10-25

Filing Date:: 2012-04-02
Accepted Time:: 2012-04-02 13:17:30
Original Submission Date:: 2012-02-13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1389545	Novabay Pharmaceuticals Inc.	NBY	Pharmaceutical Preparations (2834)	680454536

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1532040	W. David Stroman	C/O Novabay Pharmaceuticals, Inc. 5980 Horton Street, Suite 550 Emeryville CA 94608	Svp, Ophthalmic Product Devt.	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2007-10-25	2,000	$4.00	2,000	No	5	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Direct

Footnotes

Dr. Stroman purchased 2,000 Common shares at the Company's IPO in October 2007 and he was not an employee of the Company at the time of the purchase. Dr. Stroman joined the Company in October 2011.