Filing Details
- Accession Number:
- 0001209191-12-020600
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-30 17:53:25
- Reporting Period:
- 2012-03-29
- Filing Date:
- 2012-03-30
- Accepted Time:
- 2012-03-30 16:53:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 40533 | General Dynamics Corp | GD | Ship & Boat Building & Repairing (3730) | 131673581 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207051 | L Jay Johnson | C/O General Dynamics Corporation 2941 Fairview Park Drive Falls Church VA 22042 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par Value | Acquisiton | 2012-03-29 | 338,442 | $40.09 | 757,784 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2012-03-29 | 251,961 | $72.06 | 505,823 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2012-03-29 | 338,442 | $0.00 | 338,442 | $40.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-03-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $1.00 Par Value | 768 | Indirect | 401(k) Plan |
Footnotes
- Reflects shares sold primarily to cover exercise price, taxes and other costs in connection with an option exercise. As a result of the option exercise, the number of shares held by the Reporting Person increased by 86,481 shares.
- Sale prices ranged from $72.00 to $72.315. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
- Fifty percent became exercisable 3/4/10 and the remaining fifty percent became exercisable 3/4/11.
Billionaire Hedge Funds
