Filing Details
- Accession Number:
- 0001181431-12-020576
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-29 20:47:54
- Reporting Period:
- 2012-03-28
- Filing Date:
- 2012-03-29
- Accepted Time:
- 2012-03-29 19:47:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1354217 | Volcano Corp | VOLC | Electromedical & Electrotherapeutic Apparatus (3845) | 330928885 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365494 | T John Dahldorf | C/O Volcano Corporation 3661 Valley Centre Drive, Suite 200 San Diego CA 92130 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-28 | 35,000 | $19.11 | 68,278 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-28 | 35,000 | $28.02 | 33,278 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-03-28 | 35,000 | $0.00 | 35,000 | $19.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,000 | 2014-01-24 | No | 4 | M | Direct |
Footnotes
- This total includes 750 shares purchased under the 2007 Employee Stock Purchase Plan (ESPP) on February 29, 2012.
- The sales reported in this Form 4 were effected pusuant to a rule 10b5-1 trading plan dated February 27, 2012.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.89 to $28.51, inclusive. The reporting person undertakes to provide to Volcano Corporation, any security holder of Volcano Corporation, or staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- 1/48th of the shares underlying such option shall vest in equal monthly installments over a period of four years, contingent upon continuous service.
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