Filing Details
- Accession Number:
- 0000927089-12-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-29 12:59:05
- Reporting Period:
- 2012-03-27
- Filing Date:
- 2012-03-29
- Accepted Time:
- 2012-03-29 11:59:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094810 | Mutualfirst Financial Inc | MFSF | State Commercial Banks (6022) | 371392810 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247017 | J Charles Viater | 121 S Church St Mishawaka IN 46544 | Senior Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-03-27 | 5,000 | $9.80 | 184,363 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-28 | 5,000 | $9.85 | 179,363 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-28 | 9,776 | $9.90 | 169,587 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-28 | 5,224 | $9.95 | 164,363 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,553 | Indirect | By 401(k) Plan |
| Common Stock | 23,367 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $6.93 | 2021-12-21 | 20,000 | 20,000 | Direct | |
| Common Stock | Stock Option | $7.05 | 2026-12-21 | 40,000 | 40,000 | Direct | |
| Common Stock | Stock Option | $9.85 | 2015-09-30 | 85,470 | 85,470 | Direct | |
| Common Stock | Stock Option | $8.22 | 2012-11-19 | 59,570 | 59,570 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-12-21 | 20,000 | 20,000 | Direct |
| 2026-12-21 | 40,000 | 40,000 | Direct |
| 2015-09-30 | 85,470 | 85,470 | Direct |
| 2012-11-19 | 59,570 | 59,570 | Direct |
Footnotes
- These stock options were awarded under the Issuer's 2008 Stock Option and Incentive Plan. One-half of the options became exercisable on 12-21-2011. The remaining stock options vest and become exercisable on 12/21/2012.
- These stock options were awarded under the Issuer's 2000 Stock Option and Incentive Plan. One-half of the options became exercisable on 12-21-2011. The remaining stock options vest and become exercisable on 12/21/2012.
- These stock options were immediately exercisable when received on 7-18-2008 for options to purchase shares of MFB Corp. common stock under the Agreement and Plan of Merger between the Issuer and MFB Corp.
Billionaire Hedge Funds
