Filing Details
- Accession Number:
- 0001181431-12-020206
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-03-28 18:43:04
- Reporting Period:
- 2010-11-29
- Filing Date:
- 2012-03-28
- Accepted Time:
- 2012-03-28 17:43:04
- Original Submission Date:
- 2012-03-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
817979 | Accuride Corp | ACW | Motor Vehicle Parts & Accessories (3714) | 611109077 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1075974 | S Jonathan Lavine | C/O Sankaty Advisors, Llc John Hancock Tower, 200 Clarnedon St. Boston MA 02116 | No | No | Yes | No | |
1198878 | Sankaty Credit Opportunities Lp | John Hancock Tower, 200 Clarendon St. Boston MA 02116 | No | No | Yes | No | |
1309111 | Sankaty Credit Member, Llc | John Hancock Tower, 200 Clarendon St. Boston MA 02116 | No | No | Yes | No | |
1323767 | Sankaty Credit Opportunities Ii Lp | John Hancock Tower, 200 Clarendon St. Boston MA 02116 | No | No | Yes | No | |
1370250 | Prospect Funding I Llc | John Hancock Tower, 200 Clarendon St. Boston MA 02116 | No | No | Yes | No | |
1392210 | Sankaty Credit Opportunities Iii Lp | John Hancock Tower, 200 Clarendon St. Boston MA 02116 | No | No | Yes | No | |
1440605 | Sankaty Credit Opportunities Iv Lp | John Hancock Tower, 200 Clarendon St. Boston MA 02116 | No | No | Yes | No | |
1440652 | Sankaty Credit Opportunities (Offshore) Iv Lp | John Hancock Tower, 200 Clarendon St. Boston MA 02116 | No | No | Yes | No | |
1485339 | Sankaty Credit Opportunities Investors Iii, Llc | John Hancock Tower, 200 Clarendon St. Boston MA 02116 | No | No | Yes | No | |
1485340 | Sankaty Credit Opportunities Investors Ii, Llc | C/O Sankaty Advisors, Llc John Hancock Tower, 200 Clarendon St. Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-11-29 | 2,636,779 | $9.36 | 4,003,574 | No | 4 | C | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-06-02 | 175,000 | $13.14 | 3,828,574 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-06-03 | 100,000 | $13.12 | 3,728,574 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-06-06 | 150,000 | $13.02 | 3,578,574 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-06-07 | 50,000 | $13.01 | 3,528,574 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-06-08 | 87,720 | $12.80 | 3,440,854 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-06-14 | 10,000 | $13.00 | 3,430,854 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-07-07 | 28,406 | $13.00 | 3,402,448 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-07-08 | 16,317 | $13.07 | 3,386,131 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-07-13 | 200,000 | $13.01 | 3,186,131 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-07-22 | 50,000 | $12.97 | 3,136,131 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-07-25 | 100,000 | $12.83 | 3,036,131 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-07-26 | 32,900 | $12.30 | 3,003,231 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-07-28 | 94,861 | $11.78 | 2,908,370 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-09-27 | 475,000 | $6.22 | 2,433,370 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 7.5% Convertible Note | Acquisiton | 2010-11-29 | 0 | $0.00 | 2,636,779 | $9.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-02-26 | 2020-02-26 | No | 4 | C | Indirect |
Footnotes
- Following the reported transactions, includes (i) 0 shares held by Sankaty Credit Opportunities, L.P. ("SCO"), whose sole general partner is Sankaty Credit Opportunities Investors, LLC ("SCI"), whose managing member is Sankaty Credit Member, LLC ("SCM"), (ii) 80,000 shares held by Sankaty Credit Opportunities II, L.P, ("SCO II"), whose general partner is Sankaty Credit Opportunities Investors II, LLC ("SCI II"), whose managing member is SCM, (iii) 1,428,650 shares held by Sankaty Credit Opportunities III, L.P. ("SCO III"), whose sole general partner is Sankaty Credit Opportunities Investors III, LLC ("SCI III"), whose sole managing member is SCM, (iv) 403,615 shares held by Sankaty Credit Opportunities IV, L.P. ("SCO IV"), (continuted in footnote 2)
- (continued from footnote 1) whose sole general partner is Sankaty Credit Opportunities Investors IV, LLC ("SCI IV"), whose managing member is SCM, and (v) 0 shares held by Prospect Funding I, LLC ("PF1"), whose sole member is Prospect Harbor Credit Partners, L.P. ("PHCP"), whose sole general partner is Prospect Harbor Investors, LLC ("PHI"), whose managing member is SCM. Each of the foregoing entities disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest.
- Jonathan S. Lavine is the managing member of SCM and as a result may be deemed to share voting and dispositive power with respect to the shares held by SCO, SCO II, SCO III, SCO IV, and PF1. Mr. Lavine disclaims beneficial ownership of such shares, except to the extent of his pecuniary interests therein.
- Following the reported transactions, includes 521,093 shares held by Sankaty Credit Opportunities (Offshore Master) IV, L.P. ("SCOM IV"), whose sole general partner is Sankaty Credit Opportunities Investors (Offshore) IV, L.P. ("SCIO IV"), whose sole general partner Sankaty Credit Member (Offshore), Ltd ("SCMO"). Jonathan S. Lavine is the sole director of SCMO and as a result may be deemed to share voting and dispositive power with respect to the shares held by SCOM IV. Each of SCIO IV, SCMO and Mr. Lavine disclaims beneficial ownership of the shares reported herein, except to the extent of their respective pecuniary interests therein.
- On November 19, 2010, the Issuer effected a reverse stock split of its issued and outstanding shares of common stock at a ratio of 10:1. Fractional shares were not distributed and the issuer provided cash payment for 5.5 shares.