Filing Details
- Accession Number:
- 0001179110-12-005895
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-28 17:43:34
- Reporting Period:
- 2012-03-26
- Filing Date:
- 2012-03-28
- Accepted Time:
- 2012-03-28 16:43:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
795212 | Trans World Entertainment Corp | TWMC | Retail-Record & Prerecorded Tape Stores (5735) | 141541629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187724 | J John Sullivan | 38 Corporate Circle Albany NY 12203 | Former Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-03-26 | 82,045 | $2.25 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 32,538 | Indirect | 401(k) holdings |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Employee Stock Options (Right to Buy) | $0.00 | 2012-12-12 | 320,000 | 320,000 | Direct | |
Common Stock, Par Value $0.01 Per Share | Stock Settled Appreciation Rights | $0.00 | 2012-12-12 | 100,000 | 100,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-12-12 | 320,000 | 320,000 | Direct |
2012-12-12 | 100,000 | 100,000 | Direct |
Footnotes
- Previously Reported on Form 4.
- All equity grants are exercisable and terminate on 12/12/12.