Filing Details
- Accession Number:
- 0001209191-12-019821
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-26 10:17:26
- Reporting Period:
- 2012-03-23
- Filing Date:
- 2012-03-26
- Accepted Time:
- 2012-03-26 09:17:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1029730 | Ladenburg Thalmann Financial Services Inc | LTS | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 650701248 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1093960 | Mark Zeitchick | 4400 Biscayne Boulevard 12Th Floor Miami FL 33137 | Executive Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-23 | 5,000 | $1.90 | 2,077,336 | No | 4 | P | Indirect | Held by MZ Trading LLC, of which Mr. Zeitchick is the sole managing member |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Held by MZ Trading LLC, of which Mr. Zeitchick is the sole managing member |
Footnotes
- Subsequent to the Reporting Person's last Form 4 filing, it was determined that the total number of shares beneficially owned by the Reporting Person as reported on the Reporting Person's prior Forms 4 mistakenly did not include additional shares owned. Accordingly, the number of shares reported as being beneficially owned by the Reporting Person in this Form 4 corrects such mistake and reflects the actual number of shares held by the Reporting Person.
Billionaire Hedge Funds
