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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1029730	Ladenburg Thalmann Financial Services Inc	LTS	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	650701248

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1044006	J Richard Rosenstock	C/O Ladenburg Thalmann &Amp; Co. Inc., 520 Madison Ave, 9Th Floor New York NY 10022		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-03-23	5,000	$1.86	2,701,586	No	4	P	Indirect	Held by The Richard J. Rosenstock Revocable Living Trust Dated 3/5/96

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held by The Richard J. Rosenstock Revocable Living Trust Dated 3/5/96

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	105,000	Direct
Common Stock	50,000	Indirect	Held by the NFS/FMTC Rollover IRA for the benefit of Richard J. Rosenstock
Common Stock	5,000	Indirect	Held by the NFS/FMTC IRA for the benefit of Richard J. Rosenstock
Common Stock	5,000	Indirect	Held by the NFS/FMTC IRA for the benefit of Roni L. Rosenstock

Footnotes

Subsequent to the Reporting Person's last Form 4 filing, it was determined that the total number of shares beneficially owned by the Reporting Person as reported on the Reporting Person's prior Forms 4 mistakenly included additional shares not actually owned. Accordingly, the number of shares reported as being beneficially owned by the Reporting Person in this Form 4 corrects such mistake and reflects the actual number of shares held by the Reporting Person.
Mr. Rosenstock is the sole trustee and beneficiary of The Richard J. Rosenstock Revocable Living Trust.