Filing Details
- Accession Number:
- 0001209191-12-019788
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-23 18:55:56
- Reporting Period:
- 2012-03-22
- Filing Date:
- 2012-03-23
- Accepted Time:
- 2012-03-23 17:55:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1497487 | Kal Iyer | C/O Glu Mobile Inc. 45 Fremont Street, Suite 2800 San Francisco CA 94105 | Sr. Vp, Research & Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-22 | 17,187 | $0.71 | 21,770 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-03-22 | 2,962 | $0.78 | 24,732 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-03-22 | 2,962 | $0.78 | 27,694 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-03-22 | 80 | $0.78 | 27,774 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-03-22 | 5,845 | $0.78 | 33,619 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-03-22 | 3,648 | $0.78 | 37,267 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-03-22 | 15,000 | $1.06 | 52,267 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-03-22 | 43,750 | $1.19 | 96,017 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-22 | 96,017 | $4.12 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-03-23 | 46,875 | $1.30 | 46,875 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-03-23 | 33,853 | $1.77 | 80,728 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-03-23 | 28,645 | $2.03 | 109,373 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-23 | 109,373 | $4.34 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-03-22 | 17,187 | $0.00 | 25,000 | $0.71 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-03-22 | 2,962 | $0.00 | 3,333 | $0.78 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-03-22 | 2,962 | $0.00 | 3,333 | $0.78 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-03-22 | 80 | $0.00 | 90 | $0.78 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-03-22 | 5,845 | $0.00 | 6,576 | $0.78 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-03-22 | 3,648 | $0.00 | 4,104 | $0.78 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-03-22 | 15,000 | $0.00 | 15,000 | $1.06 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-03-22 | 43,750 | $0.00 | 100,000 | $1.19 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-03-23 | 46,875 | $0.00 | 125,000 | $1.30 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-03-23 | 33,853 | $0.00 | 108,333 | $1.77 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-03-23 | 28,645 | $0.00 | 91,667 | $2.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,813 | 2015-04-14 | No | 4 | M | Direct | |
371 | 2015-05-21 | No | 4 | M | Direct | |
371 | 2015-05-21 | No | 4 | M | Direct | |
10 | 2015-05-21 | No | 4 | M | Direct | |
731 | 2015-05-21 | No | 4 | M | Direct | |
456 | 2015-05-21 | No | 4 | M | Direct | |
0 | 2015-12-16 | No | 4 | M | Direct | |
56,250 | 2016-04-13 | No | 4 | M | Direct | |
78,125 | 2016-07-15 | No | 4 | M | Direct | |
74,480 | 2016-10-21 | No | 4 | M | Direct | |
63,022 | 2017-01-03 | No | 4 | M | Direct |
Footnotes
- The stock option exercises and the sales of the underlying option shares were effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Iyer entered into on February 15, 2012. All of the shares covered by Mr. Iyer's Rule 10b5-1 plan have been sold and, accordingly, Mr. Iyer's Rule 10b5-1 plan has terminated in accordance with its terms.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $4.00 to $4.245. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $4.30 to $4.42. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- The option vests and becomes exercisable over four years, with 25% of the underlying shares having vested and become exercisable on April 14, 2010, the first anniversary of the grant date, and the remaining underlying shares vesting and becoming exercisable in equal monthly installments over the following three years.
- The option was granted on May 21, 2009 and vests and becomes exercisable in equal monthly installments over three years.
- The option vested and became exercisable with respect to 100% of the underlying shares on December 16, 2010.
- The option vests and becomes exercisable over four years, with 25% of the underlying shares having vested and become exercisable on April 13, 2011, the first anniversary of the grant date, and the remaining underlying shares vesting and becoming exercisable in equal monthly installments over the following three years.
- The option vests and becomes exercisable over four years, with 25% of the underlying shares having vested and become exercisable on July 15, 2011, the first anniversary of the grant date, and the remaining underlying shares vesting and becoming exercisable in equal monthly installments over the following three years.
- The option vests and becomes exercisable over four years, with 25% of the underlying shares having vested and become exercisable on October 20, 2011, the first anniversary of the grant date, and the remaining underlying shares vesting and becoming exercisable in equal monthly installments over the following three years.
- The option vested and became exercisable with respect to 25% of the underlying shares on October 21, 2011 and the remaining underlying shares vest and become exercisable in equal monthly installments over the following three years.