Filing Details

Accession Number:
0001209191-12-019788
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-23 18:55:56
Reporting Period:
2012-03-22
Filing Date:
2012-03-23
Accepted Time:
2012-03-23 17:55:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497487 Kal Iyer C/O Glu Mobile Inc.
45 Fremont Street, Suite 2800
San Francisco CA 94105
Sr. Vp, Research & Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-22 17,187 $0.71 21,770 No 4 M Direct
Common Stock Acquisiton 2012-03-22 2,962 $0.78 24,732 No 4 M Direct
Common Stock Acquisiton 2012-03-22 2,962 $0.78 27,694 No 4 M Direct
Common Stock Acquisiton 2012-03-22 80 $0.78 27,774 No 4 M Direct
Common Stock Acquisiton 2012-03-22 5,845 $0.78 33,619 No 4 M Direct
Common Stock Acquisiton 2012-03-22 3,648 $0.78 37,267 No 4 M Direct
Common Stock Acquisiton 2012-03-22 15,000 $1.06 52,267 No 4 M Direct
Common Stock Acquisiton 2012-03-22 43,750 $1.19 96,017 No 4 M Direct
Common Stock Disposition 2012-03-22 96,017 $4.12 0 No 4 S Direct
Common Stock Acquisiton 2012-03-23 46,875 $1.30 46,875 No 4 M Direct
Common Stock Acquisiton 2012-03-23 33,853 $1.77 80,728 No 4 M Direct
Common Stock Acquisiton 2012-03-23 28,645 $2.03 109,373 No 4 M Direct
Common Stock Disposition 2012-03-23 109,373 $4.34 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2012-03-22 17,187 $0.00 25,000 $0.71
Common Stock Stock Option (right to buy) Acquisiton 2012-03-22 2,962 $0.00 3,333 $0.78
Common Stock Stock Option (right to buy) Acquisiton 2012-03-22 2,962 $0.00 3,333 $0.78
Common Stock Stock Option (right to buy) Acquisiton 2012-03-22 80 $0.00 90 $0.78
Common Stock Stock Option (right to buy) Acquisiton 2012-03-22 5,845 $0.00 6,576 $0.78
Common Stock Stock Option (right to buy) Acquisiton 2012-03-22 3,648 $0.00 4,104 $0.78
Common Stock Stock Option (right to buy) Acquisiton 2012-03-22 15,000 $0.00 15,000 $1.06
Common Stock Stock Option (right to buy) Acquisiton 2012-03-22 43,750 $0.00 100,000 $1.19
Common Stock Stock Option (right to buy) Acquisiton 2012-03-23 46,875 $0.00 125,000 $1.30
Common Stock Stock Option (right to buy) Acquisiton 2012-03-23 33,853 $0.00 108,333 $1.77
Common Stock Stock Option (right to buy) Acquisiton 2012-03-23 28,645 $0.00 91,667 $2.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,813 2015-04-14 No 4 M Direct
371 2015-05-21 No 4 M Direct
371 2015-05-21 No 4 M Direct
10 2015-05-21 No 4 M Direct
731 2015-05-21 No 4 M Direct
456 2015-05-21 No 4 M Direct
0 2015-12-16 No 4 M Direct
56,250 2016-04-13 No 4 M Direct
78,125 2016-07-15 No 4 M Direct
74,480 2016-10-21 No 4 M Direct
63,022 2017-01-03 No 4 M Direct
Footnotes
  1. The stock option exercises and the sales of the underlying option shares were effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Iyer entered into on February 15, 2012. All of the shares covered by Mr. Iyer's Rule 10b5-1 plan have been sold and, accordingly, Mr. Iyer's Rule 10b5-1 plan has terminated in accordance with its terms.
  2. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $4.00 to $4.245. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  3. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $4.30 to $4.42. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  4. The option vests and becomes exercisable over four years, with 25% of the underlying shares having vested and become exercisable on April 14, 2010, the first anniversary of the grant date, and the remaining underlying shares vesting and becoming exercisable in equal monthly installments over the following three years.
  5. The option was granted on May 21, 2009 and vests and becomes exercisable in equal monthly installments over three years.
  6. The option vested and became exercisable with respect to 100% of the underlying shares on December 16, 2010.
  7. The option vests and becomes exercisable over four years, with 25% of the underlying shares having vested and become exercisable on April 13, 2011, the first anniversary of the grant date, and the remaining underlying shares vesting and becoming exercisable in equal monthly installments over the following three years.
  8. The option vests and becomes exercisable over four years, with 25% of the underlying shares having vested and become exercisable on July 15, 2011, the first anniversary of the grant date, and the remaining underlying shares vesting and becoming exercisable in equal monthly installments over the following three years.
  9. The option vests and becomes exercisable over four years, with 25% of the underlying shares having vested and become exercisable on October 20, 2011, the first anniversary of the grant date, and the remaining underlying shares vesting and becoming exercisable in equal monthly installments over the following three years.
  10. The option vested and became exercisable with respect to 25% of the underlying shares on October 21, 2011 and the remaining underlying shares vest and become exercisable in equal monthly installments over the following three years.