Filing Details
- Accession Number:
- 0001209191-12-019665
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-22 20:58:00
- Reporting Period:
- 2011-11-21
- Filing Date:
- 2012-03-22
- Accepted Time:
- 2012-03-22 19:58:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1466301 | Clovis Oncology Inc. | CLVS | Pharmaceutical Preparations (2834) | 900475355 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
935463 | H Paul Klingenstein | One Embarcadero Center, Suite 4000 San Francisco CA 94111 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-21 | 728,239 | $0.00 | 728,239 | No | 4 | C | Indirect | By Aberdare Ventures IV, L.P. |
Common Stock | Acquisiton | 2011-11-21 | 14,534 | $0.00 | 14,534 | No | 4 | C | Indirect | By Aberdare Partners IV, L.P. |
Common Stock | Acquisiton | 2011-11-21 | 158,439 | $0.00 | 886,678 | No | 4 | C | Indirect | By Aberdare Ventures IV, L.P. |
Common Stock | Acquisiton | 2011-11-21 | 3,162 | $0.00 | 17,696 | No | 4 | C | Indirect | By Aberdare Partners IV, L.P. |
Common Stock | Acquisiton | 2011-11-21 | 391,478 | $13.00 | 1,278,156 | No | 4 | P | Indirect | By Aberdare Ventures IV, L.P. |
Common Stock | Acquisiton | 2011-11-21 | 7,813 | $13.00 | 25,509 | No | 4 | P | Indirect | By Aberdare Partners IV, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Aberdare Ventures IV, L.P. |
No | 4 | C | Indirect | By Aberdare Partners IV, L.P. |
No | 4 | C | Indirect | By Aberdare Ventures IV, L.P. |
No | 4 | C | Indirect | By Aberdare Partners IV, L.P. |
No | 4 | P | Indirect | By Aberdare Ventures IV, L.P. |
No | 4 | P | Indirect | By Aberdare Partners IV, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Preferred Stock | Disposition | 2011-11-21 | 507,119 | $0.00 | 174,868 | $0.00 |
Common Stock | Series A-1 Preferred Stock | Disposition | 2011-11-21 | 10,122 | $0.00 | 3,490 | $0.00 |
Common Stock | Series A-2 Preferred Stock | Disposition | 2011-11-21 | 507,119 | $0.00 | 174,868 | $0.00 |
Common Stock | Series A-2 Preferred Stock | Disposition | 2011-11-21 | 10,122 | $0.00 | 3,490 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2011-11-21 | 1,097,661 | $0.00 | 378,503 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2011-11-21 | 21,909 | $0.00 | 7,554 | $0.00 |
Common Stock | 5% Convertible Note due 2012 | Disposition | 2011-11-21 | 0 | $0.00 | 158,439 | $0.00 |
Common Stock | 5% Convertible Note due 2012 | Disposition | 2011-11-21 | 0 | $0.00 | 3,162 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | 2012-05-25 | No | 4 | C | Indirect | |
0 | 2012-05-25 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock and Series B Preferred Stock automatically converted into the Issuer's Common Stock on a 2.9 for 1 basis immediately prior to the closing of the Issuer's initial public offering on November 21, 2011. The shares have no expiration date.
- The outstanding principal and accrued and unpaid interest on the Convertible Notes automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering at the Issuer's initial public offering price per share.
- The Reporting Person is a Managing Director of Aberdare GP IV, L.L.C. ("Aberdare GP IV") which serves as the sole General Partner of Aberdare Ventures IV, L.P. ("Aberdare Ventures IV") and Aberdare Partners IV, L.P. ("Aberdare Partners IV"). As such, the Reporting Person shares voting and investment control over the securities owned by Aberdare Ventures IV and Aberdare Partners IV, and may be deemed to own beneficially the securities held by Aberdare Ventures IV and Aberdare Partners IV. Aberdare GP IV however owns no securities of the Issuer directly. The Reporting Person disclaims beneficial ownership of the shares held by Aberdare Ventures IV and Aberdare Partners IV except to the extent of his proportionate pecuniary interest therein.