Filing Details
- Accession Number:
- 0001181431-12-018960
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-21 20:51:09
- Reporting Period:
- 2012-03-20
- Filing Date:
- 2012-03-21
- Accepted Time:
- 2012-03-21 19:51:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1493594 | M/A-Com Technology Solutions Holdings Inc. | MTSI | Semiconductors & Related Devices (3674) | 270306875 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248224 | L John Ocampo | 100 Chelmsford Street Lowell MA 01851 | Chairman | Yes | Yes | Yes | No |
1252243 | Susan Ocampo | 100 Chelmsford Street Lowell MA 01851 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-20 | 12,980,000 | $0.00 | 13,025,500 | No | 4 | C | Indirect | By Ocampo Family Trust - 2001 |
Common Stock | Acquisiton | 2012-03-20 | 3,540,000 | $0.00 | 3,540,000 | No | 4 | C | Indirect | By 2007 Trust Agreement for Bobby J. Ocampo |
Common Stock | Acquisiton | 2012-03-20 | 3,540,000 | $0.00 | 3,540,000 | No | 4 | C | Indirect | By 2007 Trust Agreement for Ashley T. Ocampo |
Common Stock | Acquisiton | 2012-03-20 | 3,540,000 | $0.00 | 3,540,000 | No | 4 | C | Indirect | By 2007 Trust Agreement for Joshua F. Ocampo |
Common Stock | Acquisiton | 2012-03-20 | 2,598,455 | $0.00 | 2,598,455 | No | 4 | C | Indirect | By GaAs Labs, LLC |
Common Stock | Disposition | 2012-03-20 | 1,011,813 | $17.67 | 1,586,642 | No | 4 | S | Indirect | By GaAs Labs, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Ocampo Family Trust - 2001 |
No | 4 | C | Indirect | By 2007 Trust Agreement for Bobby J. Ocampo |
No | 4 | C | Indirect | By 2007 Trust Agreement for Ashley T. Ocampo |
No | 4 | C | Indirect | By 2007 Trust Agreement for Joshua F. Ocampo |
No | 4 | C | Indirect | By GaAs Labs, LLC |
No | 4 | S | Indirect | By GaAs Labs, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Convertible Preferred Stock | Disposition | 2012-03-20 | 51,920,000 | $0.00 | 12,980,000 | $0.00 |
Common Stock | Series A-1 Convertible Preferred Stock | Disposition | 2012-03-20 | 14,160,000 | $0.00 | 3,540,000 | $0.00 |
Common Stock | Series A-1 Convertible Preferred Stock | Disposition | 2012-03-20 | 14,160,000 | $0.00 | 3,540,000 | $0.00 |
Common Stock | Series A-1 Convertible Preferred Stock | Disposition | 2012-03-20 | 14,160,000 | $0.00 | 3,540,000 | $0.00 |
Common Stock | Series A-2 Convertible Preferred Stock | Disposition | 2012-03-20 | 10,393,823 | $0.00 | 2,598,455 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series A-1 and A-2 Convertible Preferred Stock automatically converted into shares of the issuer's common stock on a one-for-four basis immediately prior to the closing of the issuer's initial public offering and had no expiration date.
- John and Susan Ocampo are co-trustees of each of the Ocampo Family Trust - 2001, 2007 Trust Agreement for Bobby J. Ocampo, 2007 Trust Agreement for Ashley T. Ocampo and 2007 Trust Agreement for Joshua F. Ocampo (collectively, the "Ocampo Family Trusts"). The Ocampo Family Trusts are the members and John Ocampo is the manager of GaAs Labs, LLC.
- Represents shares sold by the reporting person as a selling stockholder in the issuer's initial public offering. The price represents the initial public offering price of $19.00 less the underwriters' discount.