Filing Details

Accession Number:
0001209191-12-019372
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-21 17:48:16
Reporting Period:
2012-03-19
Filing Date:
2012-03-21
Accepted Time:
2012-03-21 16:48:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-03-19 400 $13.12 2,998,832 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 1,500 $13.12 2,997,332 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 200 $13.13 2,997,132 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 1,369 $13.13 2,995,763 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 900 $13.14 2,994,863 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 100 $13.14 2,994,763 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 3,752 $13.14 2,991,011 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 200 $13.15 2,990,811 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 100 $13.15 2,990,711 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 200 $13.15 2,990,511 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 2,075 $13.15 2,988,436 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 1,505 $13.16 2,986,931 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 100 $13.17 2,986,831 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 701 $13.17 2,986,130 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 2,000 $13.18 2,984,130 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 100 $13.19 2,984,030 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 100 $13.19 2,983,930 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 1,062 $13.19 2,982,868 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 100 $13.20 2,982,768 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 1,600 $13.20 2,981,168 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 700 $13.22 2,980,468 No 4 S Indirect By Trust
Common Stock Disposition 2012-03-19 700 $13.23 2,979,768 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. Douglas S. Schatz and Jill E. Schatz, husband and wife, are co-trustees of the Family Trust and may be deemed to be indirect beneficial owners of the shares of AEIS common stock held directly by the Family Trust. Douglas S. Schatz is a director of AEIS.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.