Filing Details
- Accession Number:
- 0001209191-12-019045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-19 18:30:52
- Reporting Period:
- 2012-03-15
- Filing Date:
- 2012-03-19
- Accepted Time:
- 2012-03-19 17:30:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1261654 | Universal Technical Institute Inc | UTI | Services-Educational Services (8200) | 860226984 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1272480 | J Kimberly Mcwaters | 16220 N. Scottsdale Road Suite 100 Scottsdale AZ 85254 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value | Acquisiton | 2012-03-15 | 12,700 | $4.40 | 247,494 | No | 4 | M | Direct | |
| Common Stock, $0.0001 Par Value | Disposition | 2012-03-15 | 12,700 | $13.17 | 234,794 | No | 4 | S | Direct | |
| Common Stock, $0.0001 Par Value | Acquisiton | 2012-03-16 | 12,700 | $4.40 | 247,494 | No | 4 | M | Direct | |
| Common Stock, $0.0001 Par Value | Disposition | 2012-03-16 | 12,700 | $13.38 | 234,794 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value | Employee Stock Option (Right To Buy) | Disposition | 2012-03-15 | 12,700 | $4.40 | 12,700 | $4.40 |
| Common Stock, $0.0001 Par Value | Employee Stock Option (Right To Buy) | Disposition | 2012-03-16 | 12,700 | $4.40 | 12,700 | $4.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 38,142 | 2003-04-02 | 2012-04-02 | No | 4 | M | Direct |
| 25,442 | 2003-04-02 | 2012-04-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.0001 Par Value | 707 | Indirect | Spouse |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2011.
- Listed price is based on an average stock price with the price ranging between $12.93 - $13.28.
- Listed price is based on an average stock price with the price ranging between $13.32 - $13.44.
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