Filing Details
- Accession Number:
- 0001231886-12-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-19 17:47:54
- Reporting Period:
- 2012-03-15
- Filing Date:
- 2012-03-19
- Accepted Time:
- 2012-03-19 16:47:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357326 | Riverbed Technology Inc. | RVBD | Computer Communications Equipment (3576) | 030448754 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366127 | Steven Mccanne | C/O Riverbed Technology, Inc. 199 Fremont St. San Francisco CA 94105 | Chief Technology Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-15 | 35,889 | $7.19 | 526,098 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-15 | 35,889 | $26.49 | 490,209 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-15 | 54,777 | $7.19 | 544,986 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-15 | 54,777 | $26.50 | 490,209 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-15 | 35,889 | $0.00 | 35,889 | $7.19 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-15 | 54,777 | $0.00 | 54,777 | $7.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 870,777 | 2015-04-30 | No | 4 | M | Direct | |
| 816,000 | 2015-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,047,400 | Indirect | by McCanne Fam.Trust |
Footnotes
- Sale pursuant to a Rule 10b5-1 trading plan.
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $26.34 to $26.68 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $26.35 to $26.67 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares held directly by Steven McCanne and Tamara R. White, Trustees of the McCanne Family Trust dated July 8, 2002 and successor Trustees thereunder.
- This option was previously reported as covering 453,333 shares at an exercise price of $14.38 per share, but was adjusted to reflect the 2-for-1 stock split that occurred on November 8, 2010.
- Option becomes exercisable in monthly installments over a period of 48 months of continuous service after May 1, 2008.
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