Filing Details
- Accession Number:
- 0001140361-12-016172
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2012-03-16 13:33:29
- Reporting Period:
- 2012-01-31
- Filing Date:
- 2012-03-16
- Accepted Time:
- 2012-03-16 12:33:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1036188 | Qad Inc | QADA | Services-Prepackaged Software (7372) | 770105228 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1102753 | M Pamela Lopker | 100 Innovation Place Santa Barbara CA 93108 | President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2011-08-30 | 431 | $0.00 | 98,232 | No | 4 | J | Direct | |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2011-11-29 | 562 | $0.00 | 102,400 | No | 4 | J | Direct | |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2011-03-15 | 44,713 | $0.00 | 6,946,363 | No | 4 | J | Direct | |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2011-06-01 | 46,490 | $0.00 | 6,946,363 | No | 4 | J | Direct | |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2011-08-30 | 1,535 | $0.00 | 6,946,363 | No | 4 | J | Direct | |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2011-12-05 | 60,000 | $0.00 | 6,946,363 | No | 5 | G | Direct | |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2011-04-18 | 3,348 | $10.90 | 175,425 | No | 5 | S | Indirect | Lopker Family Foundation |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2011-04-19 | 4,152 | $10.82 | 175,425 | No | 5 | S | Indirect | Lopker Family Foundation |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2011-03-15 | 169 | $0.00 | 175,425 | No | 4 | J | Indirect | Lopker Family Foundation |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2011-06-01 | 176 | $0.00 | 175,425 | No | 4 | J | Indirect | Lopker Family Foundation |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2011-08-30 | 609 | $0.00 | 175,425 | No | 4 | J | Indirect | Lopker Family Foundation |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2011-11-28 | 5,500 | $11.36 | 175,425 | No | 5 | S | Indirect | Lopker Family Foundation |
| Class A Common Stock ($0.001 Par Value) | Disposition | 2011-11-29 | 2,000 | $11.11 | 175,425 | No | 5 | S | Indirect | Lopker Family Foundation |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2011-12-05 | 60,000 | $0.00 | 175,425 | No | 4 | G | Indirect | Lopker Family Foundation |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2011-03-15 | 32 | $0.00 | 5,084 | No | 4 | J | Indirect | Lopker Family 1997 Charitable Remainder Trust |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2011-06-01 | 33 | $0.00 | 5,084 | No | 4 | J | Indirect | Lopker Family 1997 Charitable Remainder Trust |
| Class A Common Stock ($0.001 Par Value) | Acquisiton | 2011-03-15 | 85 | $0.00 | 157,999 | No | 4 | J | Indirect | Juliana Lopker Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | J | Direct | |
| No | 4 | J | Direct | |
| No | 4 | J | Direct | |
| No | 4 | J | Direct | |
| No | 5 | G | Direct | |
| No | 5 | S | Indirect | Lopker Family Foundation |
| No | 5 | S | Indirect | Lopker Family Foundation |
| No | 4 | J | Indirect | Lopker Family Foundation |
| No | 4 | J | Indirect | Lopker Family Foundation |
| No | 4 | J | Indirect | Lopker Family Foundation |
| No | 5 | S | Indirect | Lopker Family Foundation |
| No | 5 | S | Indirect | Lopker Family Foundation |
| No | 4 | G | Indirect | Lopker Family Foundation |
| No | 4 | J | Indirect | Lopker Family 1997 Charitable Remainder Trust |
| No | 4 | J | Indirect | Lopker Family 1997 Charitable Remainder Trust |
| No | 4 | J | Indirect | Juliana Lopker Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock ($0.001 Par Value) | 102,573 | Indirect | By spouse |
| Class A Common Stock ($0.001 Par Value) | 153,480 | Indirect | Bo Lopker Trust |
Footnotes
- Acquisition of shares pursuant to a stock dividend payable to shareholders of record on the transaction date by which reporting person, together with all other shareholders of the Company, could elect to receive stock or cash.
- Ms. Lopker disclaims beneficial ownership of the shares held indirectly except to the extent of her pecuniary interest therein.
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