Filing Details
- Accession Number:
- 0001209191-12-018106
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-14 11:51:44
- Reporting Period:
- 2012-03-12
- Filing Date:
- 2012-03-14
- Accepted Time:
- 2012-03-14 10:51:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
879993 | Dusa Pharmaceuticals Inc | DUSA | Pharmaceutical Preparations (2834) | 223103129 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205851 | L Stuart Marcus | C/O Dusa Pharmaceuticals, Inc. 25 Upton Drive Wilmington MA 01887 | Vp, Sc. Aff & Cmo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-12 | 6,250 | $3.87 | 123,048 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-03-12 | 13,125 | $1.60 | 136,173 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-03-12 | 1,149 | $5.91 | 135,024 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-12 | 351 | $5.89 | 134,673 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-12 | 100 | $5.84 | 134,573 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-12 | 148 | $5.88 | 134,425 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-12 | 100 | $5.87 | 134,325 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-12 | 100 | $5.90 | 134,225 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-12 | 52 | $5.84 | 134,173 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-12 | 1,048 | $5.85 | 133,125 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-12 | 3,148 | $5.80 | 129,977 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-12 | 1,648 | $5.82 | 128,329 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-12 | 148 | $5.83 | 128,181 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-12 | 600 | $5.81 | 127,581 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-12 | 548 | $5.79 | 127,033 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-12 | 700 | $5.77 | 126,333 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-12 | 9,287 | $5.76 | 117,046 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-12 | 48 | $5.75 | 116,998 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-12 | 200 | $5.78 | 116,798 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-13 | 2,507 | $5.86 | 114,291 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option | Disposition | 2012-03-12 | 13,125 | $0.00 | 13,125 | $1.60 |
Common Stock | Non-Qualified Stock Option | Disposition | 2012-03-12 | 6,250 | $0.00 | 6,250 | $3.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-03-13 | 2013-03-12 | No | 4 | M | Direct |
0 | 2006-04-26 | 2012-04-25 | No | 4 | M | Direct |
Footnotes
- Includes Stock Awards which vest at the rate of one-quarter of the total grant on each of the first, second, third and fourth anniversaries of the date of the grant.
- These shares represent payment of withholding tax liability incident to the vesting of restricted stock granted March 13, 2009.