Filing Details
- Accession Number:
- 0001454768-12-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-13 16:56:28
- Reporting Period:
- 2012-03-09
- Filing Date:
- 2012-03-13
- Accepted Time:
- 2012-03-13 15:56:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412665 | Midwestone Financial Group Inc. | MOFG | State Commercial Banks (6022) | 421206172 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454768 | John Gary Ortale | 102 S. Clinton Street P.o. Box 1700 Iowa City IA 52244-1700 | Evp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-09 | 400 | $17.68 | 6,900 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2012-03-09 | 100 | $17.67 | 7,000 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,270 | Direct | |
Common Stock | 1,500 | Indirect | By Spousal IRA |
Common Stock | 934 | Indirect | By ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $16.69 | 2018-04-01 | 500 | 500 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $9.34 | 2019-01-22 | 500 | 500 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $7.02 | 2019-07-16 | 4,800 | 4,800 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-04-01 | 500 | 500 | Direct |
2019-01-22 | 500 | 500 | Direct |
2019-07-16 | 4,800 | 4,800 | Direct |
Footnotes
- Shares are held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to reporting person's account as of December 31, 2011.
- The option vests in four equal annual installments beginning on April 1, 2009.
- The option vests in four equal annual installments beginning on January 22, 2010.
- The option vests in four equal annual installments beginning on July 16, 2010.