Filing Details

Accession Number:
0001181431-12-007005
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-09 06:01:20
Reporting Period:
2012-01-09
Filing Date:
2012-02-09
Accepted Time:
2012-02-09 06:01:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1513363 Fidus Investment Corp FDUS () 275017321
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1524048 Pinebridge Secondary Partners Ii Holdings, L.p. 399 Park Avenue, 4Th Floor
New York NY 10022
No No Yes No
1524593 Pinebridge Secondary Partners Ii Gp, L.p. 399 Park Avenue, 4Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2012-01-09 19,945 $13.57 1,142,909 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-01-10 30,016 $13.56 1,112,893 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-01-18 3,076 $13.56 1,109,817 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-01-19 14,017 $13.56 1,095,800 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-01-20 25,819 $13.67 1,069,981 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-01-23 12,681 $13.83 1,057,300 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-01-24 21,168 $13.92 1,036,132 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-01-25 19,287 $13.94 1,016,845 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-01-26 4,432 $13.87 1,012,413 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-01-27 7,970 $14.00 1,004,443 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-01-30 3,599 $13.61 1,000,844 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-01-31 15,244 $13.64 985,600 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-02-01 22,116 $13.56 963,484 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-02-02 3,382 $13.60 960,102 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-02-03 5,705 $13.73 954,397 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-02-06 4,400 $13.65 949,997 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-02-07 7,700 $13.70 942,297 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.68, inclusive. The reporting person undertakes to provide to Fidus Investment Corp, any security holder of Fidus Investment Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (17) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.60, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.57, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.62, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.96, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $14.06, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.57 to $14.18, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $14.20, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $14.00, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.01, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.67, inclusive.
  12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.81, inclusive.
  13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.63, inclusive.
  14. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.63, inclusive.
  15. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.81, inclusive.
  16. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.74, inclusive.
  17. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.82, inclusive.
  18. This is a joint filing by PineBridge Secondary Partners II Holdings, L.P. ("PineBridge Holdings") and PineBridge Secondary Partners II GP, L.P. ("PineBridge GP"). PineBridge Holdings is the designated filer. PineBridge GP, as the sole general partner of PineBridge Holdings, may be deemed the beneficial owner of the shares of Common Stock owned by PineBridge Holdings. PineBridge GP disclaims beneficial ownership over the shares reported herein except to the extent of its pecuniary interest therein.