Filing Details
- Accession Number:
- 0001181431-12-007005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-09 06:01:20
- Reporting Period:
- 2012-01-09
- Filing Date:
- 2012-02-09
- Accepted Time:
- 2012-02-09 06:01:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1513363 | Fidus Investment Corp | FDUS | () | 275017321 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1524048 | Pinebridge Secondary Partners Ii Holdings, L.p. | 399 Park Avenue, 4Th Floor New York NY 10022 | No | No | Yes | No | |
1524593 | Pinebridge Secondary Partners Ii Gp, L.p. | 399 Park Avenue, 4Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-01-09 | 19,945 | $13.57 | 1,142,909 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-01-10 | 30,016 | $13.56 | 1,112,893 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-01-18 | 3,076 | $13.56 | 1,109,817 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-01-19 | 14,017 | $13.56 | 1,095,800 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-01-20 | 25,819 | $13.67 | 1,069,981 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-01-23 | 12,681 | $13.83 | 1,057,300 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-01-24 | 21,168 | $13.92 | 1,036,132 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-01-25 | 19,287 | $13.94 | 1,016,845 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-01-26 | 4,432 | $13.87 | 1,012,413 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-01-27 | 7,970 | $14.00 | 1,004,443 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-01-30 | 3,599 | $13.61 | 1,000,844 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-01-31 | 15,244 | $13.64 | 985,600 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-02-01 | 22,116 | $13.56 | 963,484 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-02-02 | 3,382 | $13.60 | 960,102 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-02-03 | 5,705 | $13.73 | 954,397 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-02-06 | 4,400 | $13.65 | 949,997 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-02-07 | 7,700 | $13.70 | 942,297 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.68, inclusive. The reporting person undertakes to provide to Fidus Investment Corp, any security holder of Fidus Investment Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (17) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.60, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.57, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.62, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.96, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $14.06, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.57 to $14.18, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $14.20, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $14.00, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.01, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.67, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.81, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.63, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.63, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.81, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.74, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.82, inclusive.
- This is a joint filing by PineBridge Secondary Partners II Holdings, L.P. ("PineBridge Holdings") and PineBridge Secondary Partners II GP, L.P. ("PineBridge GP"). PineBridge Holdings is the designated filer. PineBridge GP, as the sole general partner of PineBridge Holdings, may be deemed the beneficial owner of the shares of Common Stock owned by PineBridge Holdings. PineBridge GP disclaims beneficial ownership over the shares reported herein except to the extent of its pecuniary interest therein.