Filing Details

Accession Number:
0001209191-11-056594
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-17 08:28:23
Reporting Period:
2011-11-15
Filing Date:
2011-11-17
Accepted Time:
2011-11-17 08:28:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1163348 Allied World Assurance Co Holdings Ag AWH Fire, Marine & Casualty Insurance (6331) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1368443 A Scott Carmilani Allied World Assurance Co. Holdings, Ag
Lindenstrasse 8
Baar/Zug V8 CH-6340
President, Ceo And Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2011-11-15 1,667 $24.27 301,040 No 4 M Direct
Common Shares Disposition 2011-11-15 472 $60.91 300,568 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Options (right to buy) Disposition 2011-11-15 1,667 $0.00 1,667 $24.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-11-21 2011-11-21 No 4 M Direct
Footnotes
  1. Exclusively represents broker-assisted sales of Common Shares to cover the payment of withholding tax liability incurred upon the cash exercise of Employee Stock Options. These Employee Stock Options had a term of ten years and were set to expire on November 21, 2011.
  2. Represents a weighted average sale price: the sales prices range from $60.91 to $60.90. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission, the issuer or a security holder of the issuer.
  3. These securities vested in four equal annual installments with the first installment vesting on the date shown.