Filing Details
- Accession Number:
- 0001209191-11-056594
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-17 08:28:23
- Reporting Period:
- 2011-11-15
- Filing Date:
- 2011-11-17
- Accepted Time:
- 2011-11-17 08:28:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1163348 | Allied World Assurance Co Holdings Ag | AWH | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1368443 | A Scott Carmilani | Allied World Assurance Co. Holdings, Ag Lindenstrasse 8 Baar/Zug V8 CH-6340 | President, Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2011-11-15 | 1,667 | $24.27 | 301,040 | No | 4 | M | Direct | |
Common Shares | Disposition | 2011-11-15 | 472 | $60.91 | 300,568 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Options (right to buy) | Disposition | 2011-11-15 | 1,667 | $0.00 | 1,667 | $24.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-11-21 | 2011-11-21 | No | 4 | M | Direct |
Footnotes
- Exclusively represents broker-assisted sales of Common Shares to cover the payment of withholding tax liability incurred upon the cash exercise of Employee Stock Options. These Employee Stock Options had a term of ten years and were set to expire on November 21, 2011.
- Represents a weighted average sale price: the sales prices range from $60.91 to $60.90. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission, the issuer or a security holder of the issuer.
- These securities vested in four equal annual installments with the first installment vesting on the date shown.