Filing Details
- Accession Number:
- 0001019056-12-000697
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2012-05-21 21:25:42
- Reporting Period:
- 2011-12-31
- Filing Date:
- 2012-05-21
- Accepted Time:
- 2012-05-21 21:25:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1342287 | General Finance Corp | GFN | Retail-Retail Stores, Nec (5990) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1070170 | Neil Gagnon | 1370 Avenue Of The Americas, 24Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-01-21 | 53 | $1.35 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Disposition | 2010-01-21 | 35 | $1.35 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Disposition | 2010-01-21 | 259 | $1.35 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Acquisiton | 2010-02-01 | 6,384 | $1.20 | 1,862,141 | No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Acquisiton | 2010-02-01 | 11,712 | $1.20 | 1,862,141 | No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Acquisiton | 2010-02-01 | 87,078 | $1.20 | 1,862,141 | No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
Common Stock | Disposition | 2010-02-02 | 228 | $1.28 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-02-02 | 27 | $1.28 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-02-02 | 18 | $1.28 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-02-02 | 488 | $1.28 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-02-02 | 27 | $1.28 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-02-02 | 18 | $1.28 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-02-02 | 24 | $1.28 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-02-02 | 715 | $1.28 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Disposition | 2010-02-02 | 29 | $1.28 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Disposition | 2010-02-02 | 19 | $1.28 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Disposition | 2010-02-02 | 507 | $1.28 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Disposition | 2010-02-05 | 118 | $1.24 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-02-05 | 27 | $1.24 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Disposition | 2010-02-05 | 40 | $1.24 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Disposition | 2010-02-05 | 22 | $1.24 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Disposition | 2010-02-05 | 89 | $1.24 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Disposition | 2010-02-05 | 4 | $1.24 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
Common Stock | Disposition | 2010-02-11 | 346 | $1.22 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-02-11 | 20 | $1.22 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-02-11 | 20 | $1.22 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-02-11 | 45 | $1.22 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-02-11 | 45 | $1.22 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-02-11 | 48 | $1.22 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Common Stock | Disposition | 2010-02-11 | 48 | $1.22 | 1,862,141 | No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | P | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | P | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | P | Indirect | By Managing Member of General Partner of Gagnon Investment Associates Master Fund LP |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | S | Indirect | By Managing Member of General Partner of Fallen Angel |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
No | 4 | S | Indirect | By Managing Member of General Partner of Darwin Partnership |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Rights | Disposition | 2010-06-25 | 33,875 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 42,576 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 73,443 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 66,730 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 582,644 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 1,200 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 1,215 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 6,650 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 90,000 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 10,315 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 70,000 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 97,512 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 4,655 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 4,004 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 252 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 2,212 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 900 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 1,180 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 10,000 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 13,815 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 1,372 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 2,235 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 4,375 | $0.00 | 1 | $1.50 |
Common Stock | Rights | Disposition | 2010-06-25 | 6,245 | $0.00 | 1 | $1.50 |
Common Stock | Units | Acquisiton | 2010-09-15 | 1,330 | $1.49 | 2 | $1.50 |
Common Stock | Units | Acquisiton | 2010-09-17 | 6,000 | $1.46 | 2 | $1.50 |
Common Stock | Units | Acquisiton | 2010-09-27 | 500 | $1.29 | 2 | $1.50 |
Common Stock | Units | Acquisiton | 2010-10-01 | 150 | $1.54 | 2 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Indirect |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Indirect |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Indirect |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Indirect |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Indirect |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Direct |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Direct |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Direct |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Direct |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Direct |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Direct |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Indirect |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Direct |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Indirect |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Indirect |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Indirect |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Indirect |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Indirect |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Direct |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Direct |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Direct |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Direct |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Direct |
0 | 2010-06-25 | 2013-06-25 | No | 4 | C | Direct |
1,127,405 | 2010-09-15 | 2013-06-25 | No | 4 | P | Direct |
1,127,405 | 2010-09-17 | 2013-06-25 | No | 4 | P | Direct |
1,127,405 | 2010-09-27 | 2013-06-25 | No | 4 | P | Direct |
1,135,385 | 2010-10-01 | 2013-06-25 | No | 4 | P | Direct |
Footnotes
- No additional consideration paid by the Reporting Person for such warrant/right.
- No securities were beneficially owned at the end of 2008 and 2009.