Filing Details
- Accession Number:
- 0001181431-12-031253
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-21 11:26:07
- Reporting Period:
- 2012-05-17
- Filing Date:
- 2012-05-21
- Accepted Time:
- 2012-05-21 10:26:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
21175 | Cna Financial Corp | CNA | Fire, Marine & Casualty Insurance (6331) | 366169860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1453918 | W Peter Wilson | 333 S. Wabash Ave. Chicago IL 60604 | President & Coo, Cna Specialty | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-17 | 5,000 | $24.69 | 5,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-17 | 5,000 | $28.56 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-05-17 | 15,000 | $28.80 | 9,005 | No | 4 | A | Direct | |
Common Stock | Disposition | 2012-05-17 | 4,146 | $28.80 | 4,859 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2012-05-17 | 5,000 | $0.00 | 5,000 | $24.69 |
Common Stock | Stock Appreciation Rights | Disposition | 2012-05-17 | 15,000 | $0.00 | 15,000 | $11.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-05-07 | No | 4 | M | Direct | |
5,000 | 2019-02-04 | No | 4 | M | Direct |
Footnotes
- The option became exercisable in four equal annual installments beginning on May 7, 2004.
- The Reporting Person received the Derivative Security pursuant to a stock option at no cost.
- The option became exercisable in four equal annual installments beginning on February 4, 2009.
- The Reporting Person received the Stock Appreciation Rights at no cost.
- The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 9,005 shares of the issuers common stock.