Home > Insider Trading > Filing (0001144204-12-028196)

Filing Details

Accession Number:: 0001144204-12-028196
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-05-11 19:49:30
Reporting Period:: 2012-05-11

Filing Date:: 2012-05-11
Accepted Time:: 2012-05-11 19:49:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
910322	Astoria Financial Corp	AF	Savings Institution, Federally Chartered (6035)	113170868

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1538912	J Robert Destefano	One Astoria Federal Plaza Lake Success NY US 11042	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-05-11	27,748	$9.40	75,327	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	44,310	Indirect	ESOP
Common Stock	24,965	Indirect	401(k)
Common Stock	8,800	Indirect	RSA
Common Stock	8,548	Indirect	RSA
Common Stock	8,610	Indirect	RSA
Common Stock	7,712	Indirect	RSA

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Incentive Stock Option	$18.00	2006-01-10	2012-12-17	5,554	5,554	Direct
Common Stock	Non-Statutory Stock Option	$24.40	2005-12-22	2013-12-16	4,098	4,098	Direct
Common Stock	Non-Statutory Stock Option	$24.40	2005-12-22	2013-12-16	27,102	27,102	Direct
Common Stock	Non-Statutory Stock Option	$26.63	2005-12-22	2014-12-14	3,754	3,754	Direct
Common Stock	Non-Statutory Stock Option	$26.63	2005-12-22	2014-12-14	40,346	40,346	Direct
Common Stock	Non-Statutory Stock Option	$29.02	2009-01-09	2012-12-20	27,100	27,100	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2012-12-17	5,554	5,554	Direct
2013-12-16	4,098	4,098	Direct
2013-12-16	27,102	27,102	Direct
2014-12-14	3,754	3,754	Direct
2014-12-14	40,346	40,346	Direct
2012-12-20	27,100	27,100	Direct

Footnotes

Represents shares allocated to Mr. DeStefano's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP") as of March 31, 2012 and held in the ESOP Trust.
Represents shares held in the Employer Stock Fund of the Astoria Incentive Savings Plan ("401(k) Plan") for the account of Mr. DeStefano as of March 31, 2012. Shares are held in the 401(k) Plan Trust.
Represents award of restricted stock dated January 28, 2008 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The restricted stock will vest on January 28, 2013 or, if earlier, upon the death, Disability or Change of Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of his employment agreements with the Company and Astoria Federal Savings and Loan Association (the Association), upon his termination of employment by the Company or the Association prior to the end of the term of such employment agreements without Cause, as defined therein.
Represents award of restricted stock dated February 2, 2009 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The shares of restricted stock will vest as follows: 4,274 shares on December 17, 2012 and 4,274 shares on December 16, 2013 or, if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of his employment agreements with the Company and Astoria Federal Savings and Loan Association (the Association), upon his termination of employment by the Company or the Association prior to the end of the term of such employment agreements without Cause, as defined therein.
Represents award of restricted stock dated February 1, 2010 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The shares of restricted stock will vest as follows: 2,870 shares on December 14, 2012, 2,870 shares on December 16, 2013 and 2,870 shares on December 15, 2014 or, if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of his employment agreements with the Company and Astoria Federal Savings and Loan Association (the Association), upon his termination of employment by the Company or the Association prior to the end of the term of such employment agreements without Cause, as defined therein.
Represents award of restricted stock dated January 31, 2011 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The shares of restricted stock will vest as follows: 1,928 shares on December 14, 2012, 1,928 shares on December 16, 2013 , 1,928 shares on December 15, 2014, and 1,928 shares on December 14, 2015 or, if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of his employment agreements with the Company and Astoria Federal Savings and Loan Association (the Association), upon his termination of employment by the Company or the Association prior to the end of the term of such employment agreements without Cause, as defined therein.
Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan.
Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan.
Options were granted pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan.
This transaction was executed in multiple trades at prices ranging from $9.35 to $9.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.