Filing Details
- Accession Number:
- 0001144204-12-027953
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-11 14:04:16
- Reporting Period:
- 2012-05-09
- Filing Date:
- 2012-05-11
- Accepted Time:
- 2012-05-11 14:04:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490349 | Medley Capital Corp | MCC | () | 274576073 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1510194 | Brook Taube | C/O Medley Capital Corporation 375 Park Avenue, Suite 3304 New York NY 10152 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-05-09 | 5,000 | $11.49 | 20,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 165,317 | Indirect | See Footnote |
Footnotes
- Attributes beneficial ownership of the shares of common stock owned by affiliates of MCC Advisors LLC to Brook Taube, Seth Taube and Andrew Fentress, who exercise dispositive power with respect to such shares.