Filing Details
- Accession Number:
- 0001437749-12-004770
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-09 18:44:30
- Reporting Period:
- 2012-05-07
- Filing Date:
- 2012-05-09
- Accepted Time:
- 2012-05-09 18:44:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120914 | Pdf Solutions Inc | PDFS | Services-Computer Programming Services (7371) | 251701361 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233112 | Cornelis Hartgring | 333 W. San Carlos St. Suite 1000 San Jose CA 95110 | Vice President, Css | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-07 | 10,000 | $5.40 | 69,108 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-07 | 10,000 | $10.40 | 59,108 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-05-08 | 320 | $5.40 | 59,428 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-08 | 200 | $10.40 | 59,228 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-08 | 120 | $10.42 | 59,108 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2012-05-07 | 10,000 | $0.00 | 10,000 | $5.40 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2012-05-08 | 320 | $0.00 | 320 | $5.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
231,453 | 2002-09-03 | 2012-09-02 | No | 4 | M | Direct |
231,133 | 2002-09-03 | 2012-09-02 | No | 4 | M | Direct |
Footnotes
- All transactions reported on this Form 4 were effected pursuant to a Rule 10b-5 Sales Plan.
- Includes 2,434 shares of common stock that were purchased on January 31, 2012 under the PDFS Employee Stock Purchase Plan.